Lori Julian-murphy
Professional summary
Lori Julian-murphy, who also goes by Lori Ann Julian, Lori Julian, Lori Ann Murphy, Lori Ann Schaum, Lori Julian Schaum, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Boca Raton, Florida and TRUIST INVESTMENT SERVICES, INC. located in Boca Raton, Florida.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Lori has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lori Julian-murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1 Town Center Rd, Boca Raton, FL 33486January 3, 1996 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1 Town Center Rd Ste 200, Boca Raton, FL 33486Office #2: 515 E Las Olas Blvd Fl 4, Fort Lauderdale, FL 33301November 13, 2003 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 23, 1993 - October 18, 1994
NATIONSSECURITIES
June 30, 1993 - July 16, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 16, 1991 - June 30, 1993
LEHMAN BROTHERS INC.
July 19, 1990 - January 23, 1991
DOMINICK & DICKERMAN LLC
January 2, 1990 - July 23, 1990
PRESCOTT, BALL & TURBEN, INC.
December 6, 1989 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
November 23, 1988 - May 8, 1990
G. K. SCOTT & CO., INC.
July 24, 1987 - November 29, 1988
GREENTREE SECURITIES CORP.
August 21, 1985 - July 31, 1987
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2018)
(10/3/2025)
(1/25/2007)
(4/11/2006)
(10/23/2019)
(12/22/2023)
(1/9/1996)
(11/1/2016)
(7/7/1997)
(8/26/2021)
(1/16/2024)
(12/22/2023)
(3/21/2017)
(8/3/1998)
(9/30/2021)
(5/22/2013)
(6/9/1997)
(1/26/2007)
(7/3/2003)
(12/21/2023)
(12/26/2023)
(1/26/2007)
(1/9/2024)
(2/26/2021)
(11/3/2021)
(12/26/2023)
(9/17/2013)
(4/17/2013)
(8/10/2021)
(3/5/2021)
(12/21/2023)
(1/8/2016)
(9/18/2018)
(12/21/2023)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Boca Raton, FL 33486TRUST BUT VERIFY
Monitor Lori Julian-murphy
Get automatic monthly alerts on:
