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JR

John R. Russo

ALLSTATE FINANCIAL ADVISORS
Lincoln, NE 68508-1380
Some features on this profile are disabled
CRD#: 1391390
JR

Professional summary

John Richard Russo, who also goes by John Richard Russo, John R Russo, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Lincoln, Nebraska and ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John Richard Russo | John R Russo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ERC SPECIALISTS POSITION: Sales Affiliate NATURE: 1099 Selling back office online eligibility and filing system for small business owners to apply for the Employee Retention Tax Credit affecting their business. INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 560 E Timpanogos Circle, Orem UT , United States DESCRIPTION: prospect and submit online questionnaires / applications for potential eligibility of tax credits.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Russo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2018 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380
RIA
CRD#: 109524
Lincoln, NE
Current

August 25, 2021 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380
BD
CRD#: 18272
Lincoln, NE
Past

August 31, 2018 - August 5, 2021

EVERLAKE DISTRIBUTORS, LLC

BD
CRD#: 100460
NORTHBROOK, IL
Past

October 9, 2017 - August 17, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Wellington, FL
Past

September 28, 2017 - August 17, 2018

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Wellington, FL
Past

April 25, 2016 - January 30, 2017

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
BOCA RATON, FL
Past

December 2, 2015 - January 30, 2017

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
BOCA RATON, FL
Past

June 17, 2015 - August 17, 2015

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

December 12, 2014 - April 10, 2015

OSAIC FS, INC.

RIA
CRD#: 3870
CHESAPEAKE, VA
Past

December 12, 2014 - April 10, 2015

OSAIC FS, INC.

BD
CRD#: 3870
CHESAPEAKE, VA
Past

August 14, 2013 - August 18, 2014

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
RICHMOND, VA
Past

July 25, 2013 - August 18, 2014

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
RICHMOND, VA
Past

October 8, 2012 - February 28, 2013

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
RICHMOND, VA
Past

October 8, 2012 - February 28, 2013

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
RICHMOND, VA
Past

April 22, 2011 - August 24, 2012

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
RICHMOND, VA
Past

October 4, 2007 - January 23, 2009

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

April 19, 1991 - September 11, 1991

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
Past

March 14, 1990 - May 17, 1991

MONARCH SECURITIES, INC.

BD
CRD#: 2809
Past

October 29, 1986 - March 6, 1990

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
Past

October 29, 1986 - March 6, 1990

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(9/20/2018)
RR
Florida
(8/25/2021)
RR
Nebraska
(8/31/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/30/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/3/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/21/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Lincoln, NE 68508-1380

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