Carl V. Erickson
Professional summary
Carl Vincent Erickson is a registered financial advisor currently at HORIZON WEALTH GROUP, LLC located in Winter Park, Florida.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Carl has worked at 5 firms and has passed the Series 65, Series 63, Series 6, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carl Vincent Erickson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2022 - Present
HORIZON WEALTH GROUP, LLC
Office #1: 1415 Gene St, Winter Park, FL 32789December 5, 2012 - April 11, 2013
PRINCIPAL SECURITIES, INC.
February 9, 2006 - June 19, 2008
E*TRADE SECURITIES LLC
February 6, 1986 - May 8, 2006
BROWNCO, LLC
July 23, 1985 - November 15, 1985
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/22/2022)
Exams
Series 8
Date: 12/8/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HORIZON WEALTH GROUP, LLC
CRD#: 318936 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 15,571,000 |
Red Flags
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