Daniel J. Mcclory

SUTTER CAPITAL PARTNERS

Irvine, CA 92168

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CRD#: 1390780

Professional summary

Daniel Joseph Mcclory, who also goes by Dan Mcclory, is a registered financial advisor currently at SUTTER CAPITAL PARTNERS, LLC located in Irvine, California and BOUSTEAD SECURITIES, LLC located in Irvine, California.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Daniel has worked at 9 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Mcclory

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Mcclory's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2026 - Present

SUTTER CAPITAL PARTNERS, LLC

Office #1: 6 Venture Suite 395, Irvine, CA 92168

RIA

CRD#: 312689

Irvine, CA

Current

July 25, 2016 - Present

BOUSTEAD SECURITIES, LLC

Office #1: 6 Venture Suite 395, Irvine, CA 92618

CRD#: 141391

Irvine, CA

Current

November 27, 2019 - Present

SUTTER SECURITIES INCORPORATED

Office #1: 6 Venture Suite 395, Irvine, CA 92618

CRD#: 30770

Irvine, CA

Current

January 15, 2020 - Present

SUTTER SECURITIES CLEARING, LLC

Office #1: 6 Venture Suite 395, Irvine, CA 92618

CRD#: 134742

Irvine, CA

Past

May 5, 2021 - December 31, 2025

SUTTER CAPITAL PARTNERS, LLC

RIA

CRD#: 312689

IRVINE, CA

Past

September 18, 2017 - November 21, 2019

SUTTER SECURITIES CLEARING, LLC

CRD#: 134742

IRVINE, CA

Past

July 8, 2017 - July 21, 2021

SUTTER CAPITAL PARTNERS, LLC

RIA

CRD#: 288442

IRVINE, CA

Past

January 26, 2016 - August 1, 2016

BONWICK CAPITAL PARTNERS, LLC

CRD#: 156469

LOS ANGELES, CA

Past

February 11, 2014 - February 1, 2016

BURNHAM SECURITIES INC.

CRD#: 22549

NEW YORK, NY

Past

June 4, 2004 - January 31, 2014

HUNTER WISE SECURITIES, LLC

CRD#: 104193

IRVINE, CA

Past

November 4, 1989 - April 16, 1991

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Past

August 21, 1985 - October 29, 1988

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/25/2016)

IAR

California
(1/7/2026)

Connecticut
(6/11/2021)

Florida
(2/1/2021)

Indiana
(10/25/2021)

Michigan
(10/11/2021)

New York
(3/17/2020)

North Carolina
(10/6/2021)

Puerto Rico
(1/1/2024)

Texas
(4/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2004

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/18/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/20/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SUTTER CAPITAL PARTNERS, LLC

SUTTER CAPITAL PARTNERS | TESSERA CAPITAL | SUTTER CAPITAL PARTNERS, LLC

CRD#: 312689 / SEC#:

California

Registered Investment Advisory firm - (5/5/2021 Approved)

Connecticut

Registered Investment Advisory firm - (11/13/2024 Terminated)

Florida

Registered Investment Advisory firm - (1/30/2026 Approved)

Illinois

Registered Investment Advisory firm - (12/7/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (11/13/2024 Terminated)

New York

Registered Investment Advisory firm - (11/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6 Venture Suite 395, Irvine, CA 92168

Mailing Address

Phone number

(917) 923-9649

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Mcclory

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Mcclory's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOUSTEAD SECURITIES, LLC

SUTTER SECURITIES INCORPORATED

SUTTER SECURITIES CLEARING, LLC

SUTTER CAPITAL PARTNERS, LLC

SUTTER SECURITIES CLEARING, LLC

SUTTER CAPITAL PARTNERS, LLC

BONWICK CAPITAL PARTNERS, LLC

BURNHAM SECURITIES INC.

HUNTER WISE SECURITIES, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2004

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/3/2004

Series 22

Date: 10/18/1985

Series 6

Date: 8/20/1985

FINRA

Current Firm

SUTTER CAPITAL PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

SUTTER CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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