Robert A. Parker

PARKMONT WEALTH ADVISORS LLC

Fremont, OH 43420

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CRD#: 1390664

Professional summary

Robert Alan Parker, who also goes by Bob Parker, is a registered financial advisor currently at PARKMONT WEALTH ADVISORS LLC located in Fremont, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Parker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Parker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2018 - Present

PARKMONT WEALTH ADVISORS LLC

Office #1: 900 Croghan Street, Fremont, OH 43420

RIA

CRD#: 291778

Fremont, OH

Past

January 29, 2016 - February 15, 2018

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Fremont, OH

Past

February 4, 2004 - December 31, 2015

SPC

RIA

CRD#: 110692

FREMONT, OH

Past

February 3, 2004 - December 31, 2015

SIGMA FINANCIAL CORPORATION

CRD#: 14303

FREMONT, OH

Past

December 14, 1992 - February 19, 2004

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

November 7, 1985 - November 5, 1992

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

July 30, 1985 - October 18, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/29/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PARKMONT WEALTH ADVISORS LLC

CRD#: 291778 / SEC#:

Michigan

Registered Investment Advisory firm - (6/24/2025 Terminated)

Ohio

Registered Investment Advisory firm - (2/9/2018 Approved)

Texas

Registered Investment Advisory firm - (2/7/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

900 Croghan Street, Fremont, OH 43420

Mailing Address

Phone number

(419) 332-1111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	525
AUM (Assets Under Management)	$ 34,991,837

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert A. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARKMONT WEALTH ADVISORS LLC

HORTER INVESTMENT MANAGEMENT, LLC

SPC

SIGMA FINANCIAL CORPORATION

THE O.N. EQUITY SALES COMPANY

MONY SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/12/1999

SIE

Date: 12/31/2015

Series 6

Date: 7/29/1985

Current Firm

PARKMONT WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARKMONT WEALTH ADVISORS LLC

TRUST BUT VERIFY

Contact information

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