Edward T. Gallagher
Professional summary
Edward Thomas Gallagher is a registered financial professional currently at FIRST LIBERTIES FINANCIAL located in Tampa, Florida.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1985. Edward has worked at 9 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Thomas Gallagher's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2015 - Present
FIRST LIBERTIES FINANCIAL
Office #1: 2915 N. Boulevard Suite A, Tampa, FL 33602December 10, 2013 - November 10, 2015
CONSTANS CRESCENT GLOBAL LLC
November 29, 2011 - July 1, 2013
CADARET, GRANT & CO., INC.
November 28, 2006 - December 9, 2009
CADARET, GRANT & CO., INC.
December 19, 2002 - December 17, 2004
DEUTSCHE BANK SECURITIES INC.
May 3, 1993 - September 9, 1997
PERSHING LLC
March 4, 1993 - May 11, 1993
U.S. SECURITIES, INTL. CORP.
September 27, 1990 - February 11, 1992
AMERIPRISE ADVISOR SERVICES, INC.
May 27, 1988 - September 25, 1990
MORGAN STANLEY DW INC.
July 23, 1985 - June 8, 1988
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2015)
(2/19/2020)
(10/30/2015)
(2/19/2020)
(2/19/2020)
(10/30/2015)
(10/30/2015)
(2/19/2020)
(10/30/2015)
(2/19/2020)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 8
Date: 6/14/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FIRST LIBERTIES FINANCIAL
CRD#: 14432 / SEC#: , 8-30673
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELION FINANCIAL GROUP, INC. | OWNER | |
| BERGMAN, HILARY GUY | DIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER | 1834738 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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