Jeffrey E. Biernat

GWYNEDD WEALTH PARTNERS

Plymouth Meeting, PA 19462-2115

Some features on this profile are disabled

CRD#: 1390428

Professional summary

Jeffrey Ervin Biernat is a registered financial advisor currently at GWYNEDD WEALTH PARTNERS, LLC located in Plymouth Meeting, Pennsylvania.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Jeffrey has worked at 9 firms and has passed the Series 63, Series 65, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM LICENSED TO SELL LIFE INSURANCE AND FIXED ANNUITIES AS AN INDEPENDENT AGENT OF A FEW INSURANCE COMPANIES. I WORK FROM MY HOME AT 2098 DEEP MEADOW LANE, LANSDALE, PA. I CURRENTLY DEVOTE APPROXIMATELY 2 HOURS PER WEEK OR 8 HOURS PER MONTH TO THIS ENDEAVOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Ervin Biernat's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2012 - Present

GWYNEDD WEALTH PARTNERS, LLC

Office #1: 600 W. Germantown Pike Suite 400, Plymouth Meeting, PA 19462-2115

RIA

CRD#: 165721

Plymouth Meeting, PA

Past

February 23, 2012 - January 8, 2013

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

LOWER GWYNEDD, PA

Past

January 12, 2012 - January 8, 2013

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

LOWER GWYNEDD, PA

Past

September 19, 1995 - February 25, 1999

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

June 1, 1992 - July 31, 1995

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

September 25, 1990 - June 1, 1992

CITICORP FINANCIAL SERVICES,INC.

CRD#: 14675

Past

August 9, 1989 - October 3, 1990

FINANCIAL HORIZONS SECURITIES CORPORATION

CRD#: 20221

Past

May 27, 1987 - August 4, 1989

EMPIRE NATIONAL SECURITIES, INCORPORATED

CRD#: 7361

Past

February 18, 1987 - May 28, 1987

WAMU INVESTMENTS, INC.

CRD#: 599

Past

July 23, 1985 - January 9, 1986

GILFORD SECURITIES INCORPORATED

CRD#: 8076

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/7/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/11/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/22/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/5/1992

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/11/1989

General Securities Principal Examination

Current Firm

GWYNEDD WEALTH PARTNERS, LLC

CRD#: 165721 / SEC#:

Colorado

Registered Investment Advisory firm - (1/18/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/7/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

600 W. Germantown Pike Suite 400, Plymouth Meeting, PA 19462-2115

Mailing Address

600 W. Germantown Pike Suite 400, Plymouth Meeting, PA 19462-2115

Phone number

(610) 940-1707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 24,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey E. Biernat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Ervin Biernat's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

SEI INVESTMENTS DISTRIBUTION CO.

CITICORP INVESTMENT SERVICES

CITICORP FINANCIAL SERVICES,INC.

FINANCIAL HORIZONS SECURITIES CORPORATION

EMPIRE NATIONAL SECURITIES, INCORPORATED

WAMU INVESTMENTS, INC.

GILFORD SECURITIES INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 3/7/2012

Series 65

Date: 1/11/2012

Series 7

Date: 2/22/2012

Series 53

Date: 11/5/1992

Series 24

Date: 10/11/1989

Current Firm

GWYNEDD WEALTH PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GWYNEDD WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors