Gregory V. Matthews

PROCYON

NEW YORK, NY

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CRD#: 1389823

Professional summary

Gregory Vincent Matthews, who also goes by Greg Matthews, is a registered financial advisor currently at PROCYON located in New York, New York.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Gregory has worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Matthews

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed Insurance Agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Vincent Matthews's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2025 - Present

PROCYON

RIA

CRD#: 288239

NEW YORK, NY

Past

January 18, 2017 - June 12, 2025

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

May 16, 2016 - June 12, 2025

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

February 5, 2015 - June 1, 2016

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

October 25, 2010 - February 4, 2015

AURIGA USA, LLC

CRD#: 121731

NEW YORK, NY

Past

December 14, 2009 - October 22, 2010

STORMHARBOUR SECURITIES LP

CRD#: 35997

NEW YORK, NY

Past

October 14, 2008 - October 13, 2009

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

July 3, 2008 - October 1, 2008

COHEN & COMPANY SECURITIES, LLC

CRD#: 104002

NEW YORK, NY

Past

July 31, 2007 - May 6, 2008

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

September 28, 2005 - July 19, 2007

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

July 25, 2005 - September 27, 2005

INTERCAPITAL SECURITIES LLC

CRD#: 20004

JERSEY CITY, NJ

Past

October 18, 2002 - June 21, 2005

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

November 29, 2001 - August 22, 2002

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

June 28, 2000 - December 18, 2001

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

April 29, 1998 - February 23, 2000

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

April 23, 1996 - January 8, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 21, 1994 - April 4, 1996

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

April 18, 1986 - March 22, 1994

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

November 19, 1985 - March 17, 1986

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/20/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 12/7/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Mailing Address

Phone number

(475) 232-2704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	5,638
AUM (Assets Under Management)	$ 7,769,672,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory V. Matthews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Vincent Matthews's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

OPPENHEIMER & CO. INC.

AURIGA USA, LLC

STORMHARBOUR SECURITIES LP

OPPENHEIMER & CO. INC.

COHEN & COMPANY SECURITIES, LLC

JEFFERIES LLC

CANTOR FITZGERALD & CO.

INTERCAPITAL SECURITIES LLC

GLEACHER & COMPANY SECURITIES, INC.

LAZARD FRERES & CO. LLC

WEATHERLY SECURITIES CORPORATION

COWEN AND COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NOMURA SECURITIES INTERNATIONAL, INC.

PERSHING LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

PROCYON

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2017

Series 63

Date: 2/20/1986

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1985

Series 8

Date: 12/7/1994

Current Firm

PROCYON

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCYON

TRUST BUT VERIFY

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