Dee A. Bleeker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dee Ann Bleeker, who also goes by Dee Ann Delange, Dee Ann Mazer, was a registered financial professional .
Dee is a previously registered financial professional and started their career in finance in 1985. Dee had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - June 8, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 30, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 13, 2004 - June 8, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 22, 2002 - January 15, 2004
WADDELL & REED
December 14, 2001 - January 15, 2004
WADDELL & REED
July 20, 2000 - October 29, 2001
SPECTRUM CAPITAL, LLC
November 17, 1998 - July 27, 2000
TOWER SQUARE SECURITIES, INC.
November 7, 1991 - September 22, 1998
NPC SECURITIES, INC.
June 5, 1986 - December 14, 1989
TITAN/VALUE EQUITIES GROUP, INC.
October 21, 1985 - May 14, 1986
GREEN HILL FINANCIAL SERVICE CORPORATION
September 25, 1985 - February 26, 1988
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
