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BM

Brian V. Mckenna

ARCADIA SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 1389495
BM

Professional summary

Brian V Mckenna, who also goes by Brian V Mckenna, Brian VIncent Mckenna, Brian Vincent Shea Mckenna, Brian Vincent Shea, is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1985. Brian has worked at 16 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian V Mckenna | Brian Vincent Mckenna | Brian Vincent Shea Mckenna | Brian Vincent Shea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian V Mckenna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

ARCADIA SECURITIES, LLC

Office #1: 600 Lexington Avenue 30th Floor, New York, NY 10022
BD
CRD#: 44656
New York, NY
Past

January 2, 2024 - December 4, 2024

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA
Past

July 31, 2015 - October 27, 2017

OTR GLOBAL TRADING LLC

BD
CRD#: 138116
PURCHASE, NY
Past

May 28, 2014 - March 13, 2015

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

September 14, 2012 - June 18, 2013

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
STAMFORD, CT
Past

July 21, 2011 - October 12, 2011

WELLS FARGO PRIME SERVICES, LLC

BD
CRD#: 133068
BOSTON, MA
Past

January 27, 2010 - October 12, 2010

CANACCORD GENUITY SECURITIES LLC

BD
CRD#: 24790
NEW YORK, NY
Past

January 27, 2006 - December 31, 2009

WILLIAM BLAIR

BD
CRD#: 1252
BOSTON, MA
Past

July 25, 2003 - January 23, 2006

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA
Past

April 27, 2000 - July 8, 2003

THOMAS WEISEL PARTNERS LLC

BD
CRD#: 46237
SAN FRANCISCO, CA
Past

March 31, 1997 - December 20, 1999

VOLPE BROWN WHELAN & COMPANY, LLC

BD
CRD#: 18329
SAN FRANCISCO, CA
Past

March 24, 1995 - March 27, 1997

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

May 24, 1991 - March 31, 1995

INTESA SANPAOLO IMI SECURITIES CORP.

BD
CRD#: 19418
NEW YORK, NY
Past

January 18, 1990 - April 8, 1991

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

July 31, 1986 - January 2, 1990

MCKINLEY ALLSOPP, INC.

BD
CRD#: 13098
Past

September 24, 1985 - June 12, 1986

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/21/2026)
RR
Connecticut
(1/27/2026)
RR
Florida
(1/22/2026)
RR
Georgia
(1/21/2026)
RR
New Jersey
(1/27/2026)
RR
New York
(1/21/2026)
RR
Texas
(1/21/2026)
RR
Vermont
(1/21/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/26/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/29/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/30/2007
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

AS
ARCADIA SECURITIES, LLC
ARCADIA SECURITIES, LLC | TIBERIUS CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES, LLC | BROOKLINE CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES,LLC | B. DYSON CAPITAL ADVISORS, A DIVISION OF ARCADIA SECURITIES, LLC

CRD#: 44656 / SEC#: , 8-50764

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1370 Avenue Of The Americas 29th Fl, New York, NY 10019
Mailing Address
1370 Avenue Of The Americas 29th Fl, New York, NY 10019
Phone number
(212) 231-4101
Established
New York since 11/19/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KIKIS, THOMAS PETERMANAGER, SOLE MEMBER, GSP & PRESIDENT1198536
CHRISTAKOS, BASILCHIEF COMPLIANCE OFFICER & ROSFP2290795
SCHILLING, MICHAEL JAMESFINOP, PFO, POO2609624

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCADIA SECURITIES, LLC

CRD#: 44656New York, NY 10022

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