Vincent M. Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Michael Fitzgerald was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1988. Vincent had worked at 7 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 62, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2022 - January 20, 2023
ONE GROWTH SECURITIES LLC
January 29, 2014 - January 20, 2023
DRIVEWEALTH, LLC
December 1, 2009 - October 17, 2011
MADISON WILLIAMS AND COMPANY
July 20, 2004 - December 16, 2009
SANDERS MORRIS LLC
November 26, 2003 - August 30, 2004
CREST EVERGREEN SECURITIES, INC.
February 13, 1995 - April 3, 1996
CITIGROUP GLOBAL MARKETS INC.
October 6, 1988 - January 18, 1991
COWEN EQUITY FINANCE LP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 6/30/2022
General Securities Representative ExaminationSeries 62
Date: 10/31/2003
Corporate Securities Limited Representative ExaminationCurrent Firm
ONE GROWTH SECURITIES LLC
CRD#: 310890 / SEC#: , 8-70641
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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