Bill D. Smith

APEX ADVISORY GROUP

Spokane, WA 99218-2817

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CRD#: 1389203

Professional summary

Bill Dale Smith is a registered financial advisor currently at APEX ADVISORY GROUP, INC. located in Spokane, Washington.

Bill is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Bill has worked at 8 firms and has passed the Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE APEX GROUP 101 W CASCADE WAY, SUITE 102, SPOKANE, WA 99208 SELL INSURANCE PRODUCTS UNDER THE ABOVE LISTED DBA, USING APPROX 5-10 HRS PER MONTH, OF WHICH 6 HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill Dale Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2020 - Present

APEX ADVISORY GROUP, INC.

Office #1: 624 W Hastings Rd Suite 3, Spokane, WA 99218-2817

RIA

CRD#: 117183

Spokane, WA

Past

August 21, 2008 - September 18, 2013

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

August 21, 2008 - September 18, 2013

QUESTAR CAPITAL CORPORATION

CRD#: 43100

SPOKANE, WA

Past

April 9, 2003 - September 7, 2006

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

SPOKANE, WA

Past

April 28, 1992 - April 14, 2003

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

November 29, 1989 - March 11, 1992

DATAPLAN SECURITIES, INC.

CRD#: 16813

Past

February 3, 1987 - November 20, 1989

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

September 17, 1985 - December 22, 1986

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

Past

August 20, 1985 - December 12, 1986

MONY SECURITIES CORPORATION

CRD#: 4386

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/3/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/3/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/19/1989

Investment Company Products/Variable Contracts Principal Examination

Current Firm

APEX ADVISORY GROUP, INC.

APEX ADVISORY GROUP | APEX ADVISORY GROUP, INC.

CRD#: 117183 / SEC#:

Idaho

Registered Investment Advisory firm - (12/31/2019 Failure to Renew)

Oregon

Registered Investment Advisory firm - (12/31/2019 Failure to Renew)

Washington

Registered Investment Advisory firm - (3/5/1990 Approved)

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Contact information

Main Address

624 W Hastings Rd Suite 3, Spokane, WA 99218-2817

Mailing Address

Phone number

(509) 624-5525

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Bill D. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill Dale Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

PACIFIC WEST SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

DATAPLAN SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 8/3/1985

Series 6

Date: 8/3/1985

Series 26

Date: 12/19/1989

Current Firm

APEX ADVISORY GROUP, INC.

Contact information

Documents

Red Flags

Company Information

APEX ADVISORY GROUP, INC.

TRUST BUT VERIFY

Contact information

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