Bill Dale Smith
Professional Summary
Bill Dale Smith is a registered financial advisor currently at APEX ADVISORY GROUP, INC. located in Spokane, Washington. Bill is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Bill has worked at 8 firms and has passed the Series 63, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PARK AVENUE SECURITIES LLC
TRUSTMONT ADVISORY GROUP, INC.
MORGAN STANLEY
FALCON WEALTH PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
TRUSTMONT ADVISORY GROUP, INC.
MORGAN STANLEY
FALCON WEALTH PLANNING, LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
PARK AVENUE SECURITIES LLC
TRUSTMONT ADVISORY GROUP, INC.
MORGAN STANLEY
FALCON WEALTH PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
TRUSTMONT ADVISORY GROUP, INC.
MORGAN STANLEY
FALCON WEALTH PLANNING, LLC
Years of Experience
41 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PARK AVENUE SECURITIES LLC
TRUSTMONT ADVISORY GROUP, INC.
MORGAN STANLEY
FALCON WEALTH PLANNING, LLC
Current Firm
APEX ADVISORY GROUP | APEX ADVISORY GROUP, INC.
Contact Information
Main Address
624 W Hastings Rd Suite 3, Spokane, WA 99218-2817Phone Number
(509) 624-5525# of Employees
1Documents
Similar Advisors
PARK AVENUE SECURITIES LLC
TRUSTMONT ADVISORY GROUP, INC.
MORGAN STANLEY
FALCON WEALTH PLANNING, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PARK AVENUE SECURITIES LLC
TRUSTMONT ADVISORY GROUP, INC.
MORGAN STANLEY
FALCON WEALTH PLANNING, LLC
State Registrations and Notice Filings
(2/11/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1985About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Dec 1989About the Series 26 examSimilar Advisors
PARK AVENUE SECURITIES LLC
TRUSTMONT ADVISORY GROUP, INC.
MORGAN STANLEY
FALCON WEALTH PLANNING, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Bill Dale Smith's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
TRUSTMONT ADVISORY GROUP, INC.
MORGAN STANLEY
FALCON WEALTH PLANNING, LLC