Bill D. Smith
Professional summary
Bill Dale Smith is a registered financial advisor currently at APEX ADVISORY GROUP, INC. located in Spokane, Washington.
Bill is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Bill has worked at 8 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bill Dale Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2020 - Present
APEX ADVISORY GROUP, INC.
Office #1: 624 W Hastings Rd Suite 3, Spokane, WA 99218-2817August 21, 2008 - September 18, 2013
QUESTAR ASSET MANAGEMENT, INC.
August 21, 2008 - September 18, 2013
QUESTAR CAPITAL CORPORATION
April 9, 2003 - September 7, 2006
PACIFIC WEST SECURITIES, INC.
April 28, 1992 - April 14, 2003
SECURIAN FINANCIAL SERVICES, INC.
November 29, 1989 - March 11, 1992
DATAPLAN SECURITIES, INC.
February 3, 1987 - November 20, 1989
SECURIAN FINANCIAL SERVICES, INC.
September 17, 1985 - December 22, 1986
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
August 20, 1985 - December 12, 1986
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/11/2020)
Exams
Current Firm
APEX ADVISORY GROUP, INC.
CRD#: 117183 / SEC#:
Contact information
Red Flags
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