AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JS

Joel M. Steinmetz

RIALTO MARKETS
JACKSONVILLE, FL 32224
Some features on this profile are disabled
CRD#: 1388917
JS
Joel Martin SteinmetzRIALTO MARKETS

Professional summary

Joel Martin Steinmetz, who also goes by Joel M Steinmetz, is a registered financial professional currently at RIALTO MARKETS LLC located in Jacksonville, Florida.

Joel is registered as a RR (Registered Representative) and started their career in finance in 1985. Joel has worked at 10 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.

Aliases

Joel M Steinmetz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Martin Steinmetz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 21, 2026 - Present

RIALTO MARKETS LLC

Office #1: 4659 Forest Glen Court, Jacksonville, FL 32224
BD
CRD#: 283477
JACKSONVILLE, FL
Past

February 28, 2020 - May 16, 2024

RIALTO MARKETS LLC

BD
CRD#: 283477
New York, NY
Past

December 11, 2018 - February 3, 2020

RIALTO MARKETS LLC

BD
CRD#: 283477
New York, NY
Past

October 27, 2016 - November 8, 2018

UAT RESOURCES, LLC

BD
CRD#: 161378
ENGLEWOOD, CO
Past

January 3, 2011 - June 13, 2012

CITADEL SECURITIES LLC

BD
CRD#: 116797
NEW YORK, NY
Past

March 18, 2008 - September 14, 2010

LIQUIDNET, INC.

BD
CRD#: 103987
NEW YORK, NY
Past

March 13, 2007 - April 7, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 29, 2005 - March 13, 2007

LAVA TRADING, INC.

BD
CRD#: 133804
NEW YORK, NY
Past

October 25, 2004 - July 20, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 1, 2000 - June 24, 2003

INSTINET, LLC

BD
CRD#: 42886
NEW YORK, NY
Past

June 8, 1990 - August 1, 2000

REUTERS C CORPORATION

BD
CRD#: 14408
NEW YORK, NY
Past

October 22, 1985 - March 7, 1986

PHILIPS, APPEL & WALDEN, INC.

BD
CRD#: 659
Past

July 25, 1985 - October 16, 1985

MONVEST SECURITIES, INC.

BD
CRD#: 14013

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/28/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/21/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 7/21/2026
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/6/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/21/2026
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RM
RIALTO MARKETS LLC
RIALTO MARKETS LLC | RIALTO TRADING NETWORK LLC

CRD#: 283477 / SEC#: , 8-69756

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Loading...

Contact information

Main Address
256 Patrick Mill Circle, Ponte Vedra Beach, FL 32082
Mailing Address
830-13 A1a N 488, Ponte Vedra, FL 32082-3290
Phone number
(917) 575-2601
Established
Delaware since 08/05/2016
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RIALTO TRADING HOLDINGS LLCDIRECT PARENT
NOONAN, SHARI NICOLECEO2463810
ROTHENBERG, SHARI PFINOP6590875
SIMMONS, RYAN ACHIEF OPERATING OFFICER2504080
XOURIS, SUSAN JUDITHCHIEF COMPLIANCE OFFICER2516125

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIALTO MARKETS LLC

CRD#: 283477Jacksonville, FL 32224

TRUST BUT VERIFY

Monitor Joel Steinmetz

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Patrick Mcalpin
Michael McalpinAdvisorCheck Check Mark
INTELLICAPITAL ADVISORS LLC
IAR
PONTE VEDRA, FL
Andreas Heinrich
Andreas HeinrichAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
JACKSONVILLE, FL
TD
Troy DavisAdvisorCheck Check Mark
DAVIS CAPITAL MANAGEMENT
IAR
JACKSONVILLE, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.