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TD

Thomas F. Dooney

BFC CAPITAL LLC
Quincy, MA 02169
Some features on this profile are disabled
CRD#: 1388884
TD

Professional summary

Thomas Francis Dooney is a registered financial professional currently at BFC CAPITAL LLC located in Quincy, Massachusetts.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1985. Thomas has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 52, Series 24 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Francis Dooney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2019 - Present

BFC CAPITAL LLC

Office #1: 1266 Furnace Brook Parkway Suite 300, Quincy, MA 02169
BD
CRD#: 299519
Quincy, MA
Past

September 30, 2008 - April 30, 2019

WATERWAY CAPITAL LLC

BD
CRD#: 128212
BOSTON, MA
Past

March 30, 2006 - September 23, 2008

USTOCKTRADE SECURITIES, INC.

BD
CRD#: 16208
PHILADELPHIA, PA
Past

February 11, 2003 - February 24, 2006

DOLPHIN & BRADBURY INCORPORATED

BD
CRD#: 6932
PHILADELPHIA, PA
Past

April 3, 2002 - February 7, 2003

BOENNING & SCATTERGOOD, INC.

BD
CRD#: 100
WEST CONSHOHOCKEN, PA
Past

July 12, 2001 - November 28, 2001

MARKET AXESS INC.

BD
CRD#: 104103
NEW YORK, NY
Past

October 1, 1999 - November 3, 2000

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

May 10, 1999 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

July 12, 1996 - July 1, 1998

FIRST CLEARING, LLC

BD
CRD#: 17344
ST. LOUIS, MO
Past

July 2, 1985 - May 23, 1996

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(6/4/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 10/16/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 8/28/1984
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/10/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/8/1992
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BFC CAPITAL LLC
BFC CAPITAL LLC

CRD#: 299519 / SEC#: , 8-70272

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1266 Furnace Brook Parkway Suite 300, Quincy, MA 02169
Mailing Address
1266 Furnace Brook Parkway Suite 300, Quincy, MA 02169
Phone number
(617) 716-8265
Established
Massachusetts since 10/25/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BOSTONIA PARTNERS LLCDIRECT OWNER
FLYNN, PETER YEATONCEO4698688
MOLINO, ANITACCO2119343
SERRA, CARL ANTHONY IIIFINOP3179039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BFC CAPITAL LLC

CRD#: 299519Quincy, MA 02169

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