Larry Schmitt
Professional summary
Larry Schmitt, who also goes by Larry Mikkelson Schmitt, is a registered financial professional currently at CRESCENT SECURITIES GROUP, INC. located in Plano, Texas.
Larry is registered as a RR (Registered Representative) and started their career in finance in 1986. Larry has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Larry Schmitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2009 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093May 7, 2007 - November 20, 2009
CULLUM & BURKS SECURITIES, INC.
January 30, 2006 - May 7, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 13, 2000 - November 15, 2005
MOMENTUM INDEPENDENT NETWORK INC.
August 12, 1997 - November 7, 2005
HILLTOP SECURITIES INC.
March 28, 1991 - August 12, 1997
CULLUM & SANDOW SECURITIES, INC.
April 5, 1989 - April 12, 1991
MML INVESTORS SERVICES, LLC
February 6, 1986 - April 11, 1989
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2009)
Exams
FINRA
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993Plano, TX 75093TRUST BUT VERIFY
Monitor Larry Schmitt
Get automatic monthly alerts on:
