Charles E. Falco

LIMERICK FINANCIAL GROUP

LIMERICK, PA 19468

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CRD#: 1388119

Professional summary

Charles Edward Falco JR., who also goes by Charles Edward Falco Jr, Chuck Falco, is a registered financial advisor currently at LIMERICK FINANCIAL GROUP, LLC located in Limerick, Pennsylvania.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Charles has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Edward Falco Jr | Chuck Falco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FALCO AND ASSOCIATES, INC.; INVESTMENT-RELATED; 675 NORTH LEWIS RD., LIMERICK, PA 19468; INSURANCE AGENCY/BROKER; PRESIDENT SINCE 1987; UP TO 25% OF TIME MAY BE SPENT ON THIS OTHER BUSINESS ACTIVITY; PURCHASES INSURANCE/INVESTMENT PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Falco JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2006 - Present

LIMERICK FINANCIAL GROUP, LLC

Office #1: 675 North Lewis Road, Limerick, PA 19468

RIA

CRD#: 141128

LIMERICK, PA

Past

February 2, 2006 - October 10, 2006

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

LIMERICK, PA

Past

November 30, 2005 - October 10, 2006

FSC SECURITIES CORPORATION

CRD#: 7461

LIMERICK, PA

Past

December 16, 2001 - November 30, 2005

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

December 22, 1995 - December 16, 2001

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

December 2, 1991 - December 31, 1993

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

August 12, 1988 - December 11, 1990

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

June 18, 1987 - August 25, 1988

FOCUS SECURITIES, INC.

CRD#: 15023

Past

May 7, 1986 - June 23, 1987

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

Past

August 28, 1985 - April 1, 1986

PRUCO SECURITIES, LLC.

CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/16/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/24/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/27/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LIMERICK FINANCIAL GROUP, LLC

CRD#: 141128 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (8/16/2006 Approved)

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Contact information

Main Address

675 North Lewis Road, Limerick, PA 19468

Mailing Address

Phone number

(610) 495-7911

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	240
AUM (Assets Under Management)	$ 68,510,843

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles E. Falco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Falco JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

PAN-AMERICAN FINANCIAL ADVISERS

AMERICAN CAPITAL CORPORATION

AMERICAN CAPITAL CORPORATION

AMERICAN CAPITAL CORPORATION

FOCUS SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2006

Series 63

Date: 7/24/1986

Series 6

Date: 8/27/1985

Current Firm

LIMERICK FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIMERICK FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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