John Dicapua
Professional summary
John Dicapua, who also goes by Johnny D, is a registered financial professional currently at TRIDENT PARTNERS LTD. located in Woodbury, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1985. John has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Dicapua's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2003 - Present
TRIDENT PARTNERS LTD.
Office #1: 181 Crossways Park Drive, Woodbury, NY 11797October 3, 2000 - February 7, 2003
GLENN MICHAEL FINANCIAL, INC.
February 16, 2000 - October 4, 2000
JESUP & LAMONT SECURITIES CORP
June 6, 1995 - February 14, 2000
GILFORD SECURITIES INCORPORATED
December 4, 1990 - May 26, 1995
W.J. NOLAN & COMPANY, INC.
September 12, 1988 - October 10, 1990
BAIRD, PATRICK & CO., INC.
November 3, 1987 - September 19, 1988
JERSEY CAPITAL MARKETS GROUP INC.
November 20, 1985 - October 7, 1987
GLICKENHAUS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2015)
(2/10/2003)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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