Robert A. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alexander Stewart JR, who also goes by Bob Stewart Jr, Bob Stewart, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 11 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 1, 1997 - May 1, 1998
SIGNATOR INVESTORS, INC.
November 7, 1996 - February 19, 1997
MONEY CONCEPTS CAPITAL CORP
September 17, 1996 - September 20, 1996
COMPULIFE INVESTOR SERVICES, INC.
August 16, 1995 - August 20, 1996
NEW ENGLAND SECURITIES
September 2, 1994 - July 21, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 2, 1994 - July 21, 1995
SIGNATOR INVESTORS, INC.
November 30, 1993 - September 1, 1994
METROPOLITAN LIFE INSURANCE COMPANY
November 30, 1993 - September 1, 1994
MSI FINANCIAL SERVICES, INC.
April 15, 1993 - November 8, 1993
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 3, 1990 - July 29, 1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 9, 1988 - June 12, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
April 10, 1987 - June 6, 1988
TOWER SQUARE SECURITIES, INC.
July 12, 1985 - June 12, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
CRD#: 5181 / SEC#: , 8-15661
Contact information
Documents
Red Flags
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