Troy A. Tucker
Professional summary
Troy Allan Tucker, who also goes by Troy A Tucker, is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.
Troy is registered as a RR (Registered Representative) and started their career in finance in 1985. Troy has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Troy Allan Tucker's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2024 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801September 22, 2023 - February 16, 2024
GT SECURITIES, INC.
December 21, 2022 - August 31, 2023
STILLPOINT CAPITAL, LLC
December 9, 2021 - January 2, 2023
FINALIS SECURITIES LLC
May 13, 2021 - November 3, 2021
GT SECURITIES, INC.
July 24, 1985 - November 28, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2025)
(2/16/2024)
(6/17/2025)
(2/16/2024)
(6/23/2025)
Exams
Series 7TO
Date: 1/19/2024
General Securities Representative ExaminationSeries 79TO
Date: 5/12/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REALTA EQUITIES, INC.
CRD#: 23769Wilmington, DE 19801TRUST BUT VERIFY
Monitor Troy Tucker
Get automatic monthly alerts on: