Kathy C. Conley Jones
Professional summary
Kathy Cosby Conley Jones, who also goes by Kathy S Conley, Kathy Conley Jones, Kathy S Cosby, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Creve Coeur, Missouri.
Kathy is registered as a RR (Registered Representative) and started their career in finance in 1985. Kathy has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathy Cosby Conley Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 12645 Olive Blvd. 2nd Floor, Ste. 210, Creve Coeur, MO 63141November 29, 2017 - May 25, 2022
LPL FINANCIAL LLC
April 24, 2013 - November 29, 2017
NATIONAL PLANNING CORPORATION
August 11, 2011 - April 2, 2013
PARK AVENUE SECURITIES LLC
April 1, 2009 - December 31, 2010
WOODBURY FINANCIAL SERVICES, INC.
June 21, 2004 - April 8, 2009
PARK AVENUE SECURITIES LLC
March 1, 2004 - April 15, 2004
METROPOLITAN LIFE INSURANCE COMPANY
March 1, 2004 - April 15, 2004
MSI FINANCIAL SERVICES, INC.
November 20, 1997 - March 3, 2004
OSAIC FA, INC.
February 27, 1996 - March 3, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 27, 1996 - March 3, 2004
OSAIC FA, INC.
July 16, 1986 - January 14, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
September 20, 1985 - March 15, 1996
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2022)
(5/2/2022)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543Creve Coeur, MO 63141TRUST BUT VERIFY
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