Bruce Paul Kelly
Professional Summary
Bruce Paul Kelly is a registered financial advisor currently at NOLAN SECURITIES CORP. located in Monterey, Massachusetts. Bruce is registered as a RR (Registered Representative) and started their career in finance in 1985. Bruce has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
KELLY SECURITIES CORPORATION D/B/A NOLAN SECURITIES CORPORATION | NOLAN SECURITIES CORP.
Contact Information
Main Address
535 Main Road, Monterey, MA 01245Mailing Address
535 Main Road, Monterey, MA 01245Phone Number
(413) 528-5258Established
Connecticut since 12/07/1990Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/23/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed May 2022About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Apr 1991About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Bruce Paul Kelly's CRS (Customer Relationship Summary).
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