James H. Paxton
Professional summary
James Howard Paxton JR is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Radnor, Pennsylvania.
James is registered as a RR (Registered Representative) and started their career in finance in 1985. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Howard Paxton JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2012 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 130 N Radnor-chester Rd, Radnor, PA 19087February 10, 2010 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
February 3, 2010 - November 2, 2012
JOHN HANCOCK DISTRIBUTORS LLC
February 7, 2000 - January 15, 2010
SIGNATOR INVESTORS, INC.
November 16, 1989 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 14, 1985 - January 15, 2010
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2012)
(4/14/2022)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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