Thomas W. Remmey

GIRARD PARTNERS LTD.

Souderton, PA 18964

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CRD#: 1385110

Professional summary

Thomas Wesley Remmey is a registered financial advisor currently at GIRARD PARTNERS LTD. located in Souderton, Pennsylvania and GIRARD INVESTMENT SERVICES, LLC located in Souderton, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wes Remmey (Independent Contractor); Non-investment related; 900 Lamington Rd, Bedminster, NJ 07921; Bedminster Golf Club; Caddy; 12-15 hours per month with none during trading hours; Caddy.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wesley Remmey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2015 - Present

GIRARD PARTNERS LTD.

Office #1: 41 W Broad Street, Souderton, PA 18964

RIA

CRD#: 39163

Souderton, PA

Current

October 29, 2015 - Present

GIRARD INVESTMENT SERVICES, LLC

Office #1: 41 West Broad Street, Souderton, PA 18964

CRD#: 1834

Souderton, PA

Past

February 6, 2015 - October 26, 2015

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

LANGHORNE, PA

Past

February 5, 2015 - October 26, 2015

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LANGHORNE, PA

Past

January 9, 2014 - January 5, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

PERKASIE, PA

Past

January 3, 2014 - January 5, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PERKASIE, PA

Past

September 10, 2013 - January 6, 2014

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

RICHBORO, PA

Past

September 9, 2013 - January 6, 2014

CITIZENS SECURITIES, INC.

CRD#: 39550

RICHBORO, PA

Past

June 30, 2008 - September 4, 2013

GIRARD INVESTMENT SERVICES, LLC

CRD#: 1834

SOUDERTON, PA

Past

May 20, 2005 - June 19, 2008

BESTVEST INVESTMENTS, LTD.

CRD#: 40302

EAST NORRITON, PA

Past

May 8, 1999 - April 21, 2005

CRESAP, INC.

CRD#: 25899

RADNOR, PA

Past

February 18, 1998 - April 9, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 18, 1997 - November 11, 1997

VALLEY FORGE ASSET MANAGEMENT, LLC

CRD#: 7438

KING OF PRUSSIA, PA

Past

February 5, 1997 - June 18, 1997

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GIRARD PARTNERS LTD.

GIRARD | UNIVEST WEALTH MANAGEMENT | GIRARD, A UNIVEST WEALTH DIVISION | GIRARD PARTNERS LTD. | GIRARD ADVISORY SERVICES, LLC

CRD#: 39163 / SEC#: 801-60354, 8-48588

RIA

Registered Investment Advisory firm - SEC (6/14/2001 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (12/31/2010 Failure to Renew)

Terminated by SEC on 02/14/2011

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/5/2016)

New Jersey
(1/4/2016)

New York
(3/9/2023)

Pennsylvania
(10/29/2015)

IAR

Pennsylvania
(10/29/2015)

Texas
(1/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/1997

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 3/26/1997

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 2/4/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GIRARD PARTNERS LTD.

GIRARD | UNIVEST WEALTH MANAGEMENT | GIRARD, A UNIVEST WEALTH DIVISION | GIRARD PARTNERS LTD. | GIRARD ADVISORY SERVICES, LLC

CRD#: 39163 / SEC#: 801-60354, 8-48588

RIA

Registered Investment Advisory firm - SEC (6/14/2001 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (12/31/2010 Failure to Renew)

Terminated by SEC on 02/14/2011

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Contact information

Main Address

555 Croton Road Suite 210, King Of Prussia, PA 19406

Mailing Address

Phone number

(610) 337-7640

Established

Pennsylvania since 03/09/1995

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
NORRIS, KEVIN BRIAN	PRESIDENT, CHIEF COMPLIANCE OFFICER & CHEIF INVESTMENT OFFICER	2498441
SEIDEL, RICHARD BASCOM	CHAIRMAN	1232224
CROSSETT, THOMAS J	VICE PRESIDENT SALES & MARKETING	3223221

Regulatory assets under management

Total Number of Accounts	4,636
AUM (Assets Under Management)	$ 2,652,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas W. Remmey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wesley Remmey's CRS (Customer Relationship Summary).

Certified licenses

Experience

GIRARD INVESTMENT SERVICES, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

GIRARD INVESTMENT SERVICES, LLC

BESTVEST INVESTMENTS, LTD.

CRESAP, INC.

UBS FINANCIAL SERVICES INC.

VALLEY FORGE ASSET MANAGEMENT, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

GIRARD PARTNERS LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2012

Series 63

Date: 2/6/1997

SIE

Date: 10/1/2018

Series 7

Date: 8/7/1997

Series 62

Date: 3/26/1997

Series 6

Date: 2/4/1997

FINRA

Current Firm

GIRARD PARTNERS LTD.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

GIRARD PARTNERS LTD.

TRUST BUT VERIFY

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