Frank Hamrak

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CRD#: 1385077

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frank Hamrak was a registered financial professional .

Frank is a previously registered financial professional and started their career in finance in 1985. Frank had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 2, 2011 - October 26, 2016

BEECH HILL ADVISORS, INC

RIA

CRD#: 110457

NEW YORK, NY

Past

June 15, 2010 - May 25, 2011

STONECREST ADVISORS, INC.

RIA

CRD#: 142095

AUSTIN, TX

Past

June 14, 2010 - July 14, 2017

BEECH HILL SECURITIES, INC.

CRD#: 24771

NEW YORK, NY

Past

June 1, 2009 - June 21, 2010

MORGAN STANLEY

RIA

CRD#: 149777

MELVILLE, NY

Past

June 1, 2009 - June 21, 2010

MORGAN STANLEY

CRD#: 149777

MELVILLE, NY

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SMITHTOWN, NY

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SMITHTOWN, NY

Past

September 8, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MELVILLE, NY

Past

January 14, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

MELVILLE, NY

Past

October 12, 1998 - February 3, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 30, 1993 - September 16, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 16, 1986 - October 15, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

Past

November 14, 1985 - October 16, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Past

July 23, 1985 - October 15, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEECH HILL ADVISORS, INC

BEECH HILL ADVISORS, INC | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.

CRD#: 110457 / SEC#: 801-31503

RIA

Registered Investment Advisory firm - (4/1/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Current Firm

BEECH HILL ADVISORS, INC

BEECH HILL ADVISORS, INC | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.

CRD#: 110457 / SEC#: 801-31503

RIA

Registered Investment Advisory firm - (4/1/1988 Approved)

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Contact information

Main Address

880 Third Ave 16th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 350-7250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEECH HILL ADVISORS BROCHURE (8/12/2025)

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 358,565,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank Hamrak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STONECREST ADVISORS, INC.

BEECH HILL SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

MORGAN STANLEY DW INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

BEECH HILL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/1997

Series 63

Date: 2/4/1986

SIE

Date: 7/14/2017

Series 7

Date: 7/20/1985

Current Firm

BEECH HILL ADVISORS, INC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEECH HILL ADVISORS, INC

TRUST BUT VERIFY

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