Robert R. Leclercq

ACCESSALPHA WORLDWIDE LLC

Chicago, IL 60606

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CRD#: 1384014

Professional summary

Robert Rene Leclercq III, who also goes by Robert Rene Leclercq III, is a registered financial professional currently at ACCESSALPHA WORLDWIDE LLC located in Chicago, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Rene Leclercq Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Rene Leclercq III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2007 - Present

ACCESSALPHA WORLDWIDE LLC

Office #1: 444 West Lake Street Suite 1700, Chicago, IL 60606Office #2: 444 West Lake Street Suite 1700, Chicago, IL 60606

CRD#: 142279

Chicago, IL

Past

August 14, 2012 - December 31, 2012

EQUILIBRIUM CAPITAL SERVICES, LLC

CRD#: 155530

EVANSTON, IL

Past

October 10, 2001 - January 6, 2006

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

NEW YORK, NY

Past

February 26, 1998 - June 18, 2001

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

October 2, 1996 - November 25, 1997

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

June 22, 1994 - August 28, 1996

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

September 30, 1985 - September 8, 1986

NUVEEN SECURITIES, LLC

CRD#: 469

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(3/22/2007)

Exams

State Security Law Exam

Series 63

Date: 6/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/10/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 12/21/2006

Introducing Broker/Dealer Financial Operations Principal Examination

SRO Registrations

FINRA

Current Firm

ACCESSALPHA WORLDWIDE LLC

CRD#: 142279 / SEC#: , 8-67446

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

444 West Lake Street Suite 1700, Chicago, IL 60606

Mailing Address

444 West Lake Street Suite 1700, Chicago, IL 60606

Phone number

(847) 475-6000

Established

Delaware since 06/26/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MAGNER, PATRICK CASEY	CEO, CCO, AMLCO, EXECUTIVE REPRESENTATIVE	2075975
LECLERCQ, ROBERT RENE III	PRESIDENT, CFO, SECRETARY	1384014
LENART, BRIAN DOUGLAS	FINOP, PFO/POO	736107

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert R. Leclercq

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Rene Leclercq III's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUILIBRIUM CAPITAL SERVICES, LLC

UBS ASSET MANAGEMENT (US) INC.

FAM DISTRIBUTORS, INC.

DWS DISTRIBUTORS, INC.

SEI INVESTMENTS DISTRIBUTION CO.

NUVEEN SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/1994

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/21/1994

Series 24

Date: 1/10/2007

Series 28

Date: 12/21/2006

FINRA

Current Firm

ACCESSALPHA WORLDWIDE LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ACCESSALPHA WORLDWIDE LLC

TRUST BUT VERIFY

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