Carole J. Peck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carole J A Peck, who also goes by Carole J A Azadian, Carol J A Zakarian, Carole J A Zakarian, Jan Azadlan Zakarian, was a registered financial professional .
Carole is a previously registered financial professional and started their career in finance in 1987. Carole had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1997 - December 31, 2002
CAROLE PECK FINANCIAL CENTER
October 21, 1997 - August 29, 2014
CAROLE PECK FINANCIAL CENTER
April 15, 1994 - December 31, 2017
LPL FINANCIAL LLC
April 15, 1994 - December 31, 2017
LPL FINANCIAL LLC
June 5, 1987 - April 25, 1994
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAROLE PECK FINANCIAL CENTER
CRD#: 123670 / SEC#:
Contact information
Red Flags
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