WM
William H. Mccance
TRUST ADVISORY GROUP LTD
READING, MA 01867
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CRD#: 1382957
WM
Professional summary
William Henry Mccance, who also goes by Bill Mccance, is a registered financial advisor currently at TRUST ADVISORY GROUP LTD located in Reading, Massachusetts and STONEX SECURITIES INC. located in Reading, Massachusetts.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. William has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Mccance
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TAG-AGES LLC; Investment Related; 123 Haven Street, Reading, MA 01867; OSJ Management Company; Managing member; 8/15/24; 8 hrs/month during trading hours; accounting, payroll 2) TAG Group, Inc.; Investment Related; 123 Haven Street, Reading, MA 01867; Holding Company; President and Chairman; 08/13/2007; 4 hrs/month during trading hours; winding down operation. sold 2 assets 9/2024. closing last asset. distributing sale proceeds
CRS (Client Relationship Summary) - RIA
Click below to view William Henry Mccance's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2007 - Present
TRUST ADVISORY GROUP LTD
Office #1: 123 Haven Street Suite 2, Reading, MA 01867RIA
CRD#: 106926
READING, MA
Current
September 24, 2024 - Present
STONEX SECURITIES INC.
Office #1: 123 Haven Street Suite 2, Reading, MA 01867BD
CRD#: 18456
READING, MA
Past
March 14, 2014 - June 17, 2014
KLEOSSUM, INC.
RIA
CRD#: 154685
CONWAY, NH
Past
September 6, 2007 - September 19, 2024
AGES FINANCIAL SERVICES, LTD.
BD
CRD#: 15427
WOBURN, MA
Past
September 1, 2005 - September 6, 2007
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
READING, MA
Past
March 19, 2002 - August 31, 2005
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
January 5, 2000 - November 30, 2001
AGES FINANCIAL SERVICES, LTD.
BD
CRD#: 15427
READING, MA
Past
March 4, 1993 - December 23, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
March 4, 1993 - December 23, 1999
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
January 1, 1993 - February 16, 1993
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
February 23, 1990 - December 24, 1990
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
September 12, 1988 - February 27, 1990
JOHNSTON, LEMON & CO. INCORPORATED
BD
CRD#: 473
WASHINGTON, DC
Past
October 30, 1985 - September 21, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - (7/25/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/13/2024)
RR
Alaska(11/15/2024)
RR
Arizona(2/13/2025)
RR
Arkansas(11/18/2024)
RR
California(11/15/2024)
RR
Colorado(2/11/2025)
RR
Connecticut(11/18/2024)
RR
Delaware(1/9/2025)
RR
District of Columbia(11/20/2024)
RR
Florida(11/18/2024)
RR
Georgia(11/18/2024)
RR
Idaho(12/18/2024)
RR
Illinois(1/14/2025)
RR
Indiana(11/18/2024)
RR
Iowa(11/18/2024)
RR
Kansas(11/15/2024)
RR
Louisiana(11/15/2024)
RR
Maine(9/25/2024)
RR
Maryland(6/9/2025)
IAR
Massachusetts(10/23/2007)
RR
Massachusetts(9/24/2024)
RR
Michigan(11/19/2024)
RR
Mississippi(1/2/2025)
RR
Nebraska(12/23/2024)
RR
Nevada(11/19/2024)
RR
New Hampshire(12/17/2024)
RR
New Jersey(11/15/2024)
RR
New Mexico(11/15/2024)
RR
New York(11/19/2024)
RR
North Carolina(11/18/2024)
RR
North Dakota(11/19/2024)
RR
Ohio(11/15/2024)
RR
Oklahoma(11/18/2024)
RR
Oregon(11/19/2024)
RR
Pennsylvania(11/15/2024)
RR
Puerto Rico(11/25/2024)
RR
Rhode Island(11/18/2024)
RR
South Carolina(1/30/2025)
RR
South Dakota(11/15/2024)
RR
Tennessee(12/13/2024)
RR
Texas(12/16/2024)
RR
Utah(1/10/2025)
RR
Vermont(12/16/2024)
RR
Virginia(2/11/2025)
RR
Washington(1/7/2025)
RR
West Virginia(12/5/2024)
RR
Wisconsin(12/18/2024)
RR
Wyoming(11/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 494,407,359 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUST ADVISORY GROUP LTD
CRD#: 106926Reading, MA 01867TRUST BUT VERIFY
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