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EE

Emily J. Evans

Some features on this profile are disabled
CRD#: 1382477
EE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Emily Jeannenolan Evans, who also goes by Emily J Nolan, Emily Jeanne Nolan, was a registered financial professional .

Emily is a previously registered financial professional and started their career in finance in 1985. Emily had worked at 6 firms and has passed the Series 65, Series 63, Series 52, Series 7, Series 24 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Emily J Nolan | Emily Jeanne Nolan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In May 2019, Ms Evans became a partner/owner of mCapital Strategies, LLC. In March 2020, Ms Evans became a partner/owner of mCapital Strategies II, LLC. Both entities provide advisor services to investors in health care companies, primarily private. Both mCapital Strategies, LLC and mCapital Strategies II, LLC invest in health care companies, primarily private. If and when Ms. Evans is compensated it will be profit-based. Ms. Evans is a 35% owner of mCapital Strategies, LLC and a 45% owner of mCapital Strategies II, LLC. The hours dedicated fluctuate and are not significant on a regular basis. Ms Evans provides consulting services on a quarterly basis to Preverity, Inc. which provides services to primarily non-profit health care companies. Preverity compensates Ms. Evans quarterly at a rate of $1,500/quarter. Hours dedicated fluctuate and are not significant on a regular basis. From time to time, Ms Evans may provide expert services related to her expertise in the municipal bond industry. The hours dedicated fluctuate and are not significant on a regular basis. Compensation is fee-based at $450/hr.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 4, 2019 - April 15, 2025

HEDGEYE RISK MANAGEMENT, LLC

RIA
CRD#: 147272
STAMFORD, CT
Past

December 15, 2011 - February 12, 2013

AVONDALE PARTNERS, LLC

BD
CRD#: 46838
NASHVILLE, TN
Past

August 1, 2000 - November 20, 2001

KNIGHT BONDPOINT, INC.

BD
CRD#: 102580
ATLANTA, GA
Past

April 8, 1994 - August 14, 1996

WARD BRADFORD & CO., L.P.

BD
CRD#: 31186
ATLANTA, GA
Past

March 9, 1990 - July 6, 2000

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

June 25, 1985 - August 11, 1986

GLICKENHAUS & CO.

BD
CRD#: 2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/4/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/30/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52
Date: 1/26/2012
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/30/2001
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/20/1997
Municipal Securities Principal Examination

Current Firm

HR
HEDGEYE RISK MANAGEMENT, LLC
HEDGEYE RISK MANAGEMENT, LLC | RESEARCH EDGE, LLC | POTOMAC RESEARCH GROUP BY HEDGEYE

CRD#: 147272 / SEC#:

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Contact information

Main Address
1 High Ridge Park 3rd Floor, Stamford, CT 06905-1322
Mailing Address
Phone number
(203) 562-6500
Established
Firm type
Fiscal year end
# of Employees
79

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEDGEYE RISK MANAGEMENT, LLC

CRD#: 147272

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