JS
Jeffrey A. Schneider
CETERA INVESTMENT ADVISERS LLC
ADDISON, TX 75001
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CRD#: 1381214
JS
Professional summary
Jeffrey Allan Schneider is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Addison, Texas and CETERA WEALTH SERVICES, LLC located in Addison, Texas.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Jeffrey has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH; 2.NAME OF OTHER BUSINESS: JEFF SCHNEIDER & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES AND TAX PREPARATION; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: OWNER/TAX PREPARER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES, TAX PREPARATION AND ACCOUNTING SERVICES; 3. NAME OF OTHER BUSINESS: THE EPIC BIG BAND INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL NATURE OF BUSINESS: MUSIC/ ENTERTAINMENT START DATE: 11/02/2015 POSITION/TITLE/RELATIONSHIP: GUITAR PLAYER APX NUMBER OF HOURS PER WEEK: 3 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: GUITARIST IN BAND. 4. NAME OF OTHER BUSINESS: CATHOLIC CHARITIES OF DALLAS ; INVESTMENT RELATED: NO ; ADDRESS: 1421 WEST MOCKINGBIRD LANE, DALLAS, TX 75247 ; NATURE OF BUSINESS: NON-PROFIT ORGANIZATION ; START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: FACILITIES AND FINANCE COMMITTEE VOLUNTEER ;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Allan Schneider's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 14135 Midway Road Suite G100, Addison, TX 75001RIA
CRD#: 105644
ADDISON, TX
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 16475 Dallas Pkwy Ste 325, Addison, TX 75001BD
CRD#: 13572
Addison, TX
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ADDISON, TX
Past
July 29, 2003 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
ADDISON, TX
Past
July 25, 2003 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
ADDISON, TX
Past
August 27, 2001 - July 24, 2003
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
DALLAS, TX
Past
January 14, 1998 - December 31, 2000
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
DALLAS, TX
Past
June 18, 1985 - January 2, 1996
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/19/2025)
RR
California(9/3/2013)
RR
Colorado(6/24/2021)
RR
Florida(10/10/2022)
RR
Georgia(9/3/2013)
RR
Hawaii(3/1/2022)
RR
Indiana(12/20/2023)
RR
New Mexico(12/20/2023)
RR
Ohio(2/19/2014)
RR
Oklahoma(8/19/2025)
RR
Tennessee(4/26/2023)
RR
Texas(9/3/2013)
IAR
Texas(6/29/2023)
RR
Washington(1/4/2023)
RR
West Virginia(1/6/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
