Mark A. Evans

BREAN CAPITAL

Memphis, TN 38120

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CRD#: 1380786

Professional summary

Mark Alan Evans, who also goes by Mark Alan Evans, is a registered financial professional currently at BREAN CAPITAL, LLC located in Memphis, Tennessee.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 52TO, Series 57TO, SIE, Series 55, Series 87, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mark Alan Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Alan Evans's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2023 - Present

BREAN CAPITAL, LLC

Office #1: Renaissance Center, Ste 400 1715 Aaron Brenner Drive, Memphis, TN 38120

CRD#: 23723

Memphis, TN

Past

April 22, 2022 - April 6, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

MEMPHIS, TN

Past

January 6, 2020 - September 17, 2020

ICBA SECURITIES

CRD#: 24088

MEMPHIS, TN

Past

October 14, 1997 - October 8, 1999

COLLEGE & UNIVERSITY SECURITIES CORPORATION

CRD#: 42468

MEMPHIS, TN

Past

August 30, 1994 - December 17, 2019

ICBA SECURITIES

CRD#: 24088

MEMPHIS, TN

Past

June 22, 1994 - April 6, 2023

VINING-SPARKS IBG, LLC

CRD#: 27502

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/4/2023)

North Carolina
(10/17/2023)

Tennessee
(4/4/2023)

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/5/1996

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BREAN CAPITAL, LLC

BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.

CRD#: 23723 / SEC#: , 8-40742

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

505 Fifth Avenue 5th Floor, New York, NY 10017

Mailing Address

505 Fifth Avenue 5th Floor, New York, NY 10017

Phone number

(212) 702-6500

Established

Delaware since 02/03/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BMUR HOLDINGS, LLC	HOLDING COMPANY
HUNT FS HOLDINGS III, LLC	HOLDING COMPANY
ALLURED LLC	HOLDING COMPANY
LIZINATOR LLC	HOLDING COMPANY
BREAN CAPITAL HOLDINGS, LLC	HOLDING COMPANY
CORWEN, STEPHEN MILLER	HEAD OF MBS/ABS SALES	2943061
FINE, ROBERT MICHAEL	CHIEF EXECUTIVE OFFICER	1450313
GUZMAN, JEFFREY M	CHIEF COMPLIANCE OFFICER	3095123
LAMARSH, JONATHAN ANDREW	PRINCIPAL OPERATIONS OFFICER	5436335
MACKLIN, JOHN TIMOTHY	PRINCIPAL OPERATIONS OFFICER	1446800
SARABELLA, ARNOLD	CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER	1717059
TIRSCHWELL, ROBERT MOYSE	EXECUTIVE MANAGING DIRECTOR	2230453

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Alan Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

ICBA SECURITIES

COLLEGE & UNIVERSITY SECURITIES CORPORATION

ICBA SECURITIES

VINING-SPARKS IBG, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/23/1994

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 8/4/2011

Series 87

Date: 2/28/2005

Series 7

Date: 6/20/1994

Series 53

Date: 6/8/2011

Series 24

Date: 6/5/1996

FINRA

Nasdaq Stock Market

Current Firm

BREAN CAPITAL, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BREAN CAPITAL, LLC

TRUST BUT VERIFY

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