Cheryl L. Casey

KESTRA ADVISORY SERVICES

Auburn, AL

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CRD#: 1380296

Professional summary

Cheryl L. Casey, CFP®, who also goes by Chere Carroll, Cherie Carroll, Cheryl Casey Carroll, Cheryl C. Casey, Cherie Potter, Cheryl Carroll Potter, Cheryl Casey Potter, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Auburn, Alabama and KESTRA INVESTMENT SERVICES, LLC located in Birmingham, Alabama.

Cheryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Cheryl has worked at 18 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Auburn University Foundation Investment Related: No Address: Auburn University, Auburn Alabama Auburn AL 36830 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Auburn University Foundation Board Director. Service on committees for the foundation. Start Date: 1/22/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Serve on the committees to support the success of the university.Business Name: Campbell Wealth Management, LLC Investment Related: No Address: 3535 Grandview Parkway Birmingham AL 35243 Nature of Business: Registered Field Assistant Position, Title or Relationship: Research providing portfolio recommendations to Campbell Wealth mgt (not clients) . Start Date: 7/17/2017 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Researching managers for HNW portfolios. Recommendation to be made to Campbell Wealth Mgt (not Clients). Recommendation may or may not be used.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl L. Casey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 5, 2017 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 3535 Grandview Parkway Suite 400, Birmingham, AL 35243

RIA

CRD#: 283330

Auburn, AL

Current

July 5, 2017 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 3535 Grandview Parkway Suite 300, Birmingham, AL 35243

CRD#: 42046

Birmingham, AL

Past

August 7, 2007 - August 24, 2015

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

FT. LAUDERDALE, FL

Past

August 3, 2007 - August 24, 2015

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

April 14, 2004 - August 7, 2007

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

PARSIPPANY, NJ

Past

April 14, 2004 - August 7, 2007

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

February 28, 2002 - March 10, 2003

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

September 17, 2001 - March 11, 2003

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

December 10, 1997 - August 6, 2001

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

March 1, 1995 - November 30, 1996

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

October 11, 1994 - March 1, 1995

COLONIAL INVESTMENT SERVICES

CRD#: 25929

Past

January 7, 1994 - July 25, 1994

MERIDIAN, DUNHILL & CO., INC.

CRD#: 15294

Past

May 20, 1993 - December 31, 1993

FINANCIAL HORIZONS SECURITIES CORPORATION

CRD#: 20221

Past

May 11, 1993 - January 7, 1994

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

January 17, 1991 - May 11, 1993

GLENFED BROKERAGE SERVICES

CRD#: 13648

GLENDALE, CA

Past

November 7, 1989 - August 9, 1991

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

February 14, 1989 - June 13, 1989

CLAYTON BROWN & ASSOCIATES, INC.

CRD#: 3664

CHICAGO, IL

Past

September 23, 1988 - January 24, 1989

ADAMS, BLOCK & COE SECURITIES, INC.

CRD#: 19439

FT. LAUDERDALE, FL

Past

August 22, 1986 - August 23, 1988

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

July 23, 1985 - June 9, 1986

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/5/2017)

IAR

Alabama
(7/5/2017)

Florida
(7/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cheryl L. Casey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl L. Casey's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BOFA DISTRIBUTORS, INC.

COLONIAL INVESTMENT SERVICES

MERIDIAN, DUNHILL & CO., INC.

FINANCIAL HORIZONS SECURITIES CORPORATION

CITICORP INVESTMENT SERVICES

GLENFED BROKERAGE SERVICES

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CLAYTON BROWN & ASSOCIATES, INC.

ADAMS, BLOCK & COE SECURITIES, INC.

NUVEEN SECURITIES, LLC

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2001

Series 63

Date: 8/2/1985

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1985

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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