Jerome J. Koudelik

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CRD#: 1380270

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerome James Koudelik, who also goes by Jerry Koudelik, was a registered financial professional .

Jerome is a previously registered financial professional and started their career in finance in 1985. Jerome had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jerry Koudelik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 24, 2016 - November 28, 2018

BENTLEY FINANCIAL GROUP

RIA

CRD#: 172474

DOWNERS GROVE, IL

Past

November 15, 2004 - March 1, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

DOWNERS GROVE, IL

Past

November 15, 2004 - October 2, 2017

LPL FINANCIAL LLC

CRD#: 6413

DOWNERS GROVE, IL

Past

February 6, 1998 - November 17, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LISLE, IL

Past

September 24, 1991 - November 17, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 24, 1991 - November 17, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 7, 1990 - February 8, 1991

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

March 1, 1989 - June 1, 1990

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

CRD#: 16493

Past

April 12, 1988 - March 31, 1989

PLANSMITH SECURITIES,INC.

CRD#: 14467

Past

May 28, 1987 - August 25, 1987

MOSELEY SECURITIES CORPORATION

CRD#: 7908

Past

June 18, 1985 - June 29, 1987

UNITED CAPITAL CORPORATION

CRD#: 8268

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENTLEY FINANCIAL GROUP

BENTLEY FINANCIAL GROUP | BENTLEY FINANCIAL GROUP, INC.

CRD#: 172474 / SEC#: 801-120187

RIA

Registered Investment Advisory firm - (1/19/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/18/2021 Terminated)

Illinois

Registered Investment Advisory firm - (5/18/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/4/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/15/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/22/1985

General Securities Principal Examination

Current Firm

BENTLEY FINANCIAL GROUP

BENTLEY FINANCIAL GROUP | BENTLEY FINANCIAL GROUP, INC.

CRD#: 172474 / SEC#: 801-120187

RIA

Registered Investment Advisory firm - (1/19/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/18/2021 Terminated)

Illinois

Registered Investment Advisory firm - (5/18/2021 Terminated)

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Contact information

Main Address

1385 Warren Ave. Suite A, Downers Grove, IL 60515

Mailing Address

Phone number

(630) 541-6363

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFG FORM ADV PART 2A (2/12/2025)

BFG FORM ADV PART 2A APPENDIX 1 - WRAP PROGRAM BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	920
AUM (Assets Under Management)	$ 321,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jerome J. Koudelik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

HAMILTON INVESTMENTS, INC.

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

PLANSMITH SECURITIES,INC.

MOSELEY SECURITIES CORPORATION

UNITED CAPITAL CORPORATION

Primary Firm SEC Registration

BENTLEY FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/1998

Series 63

Date: 8/7/1985

SIE

Date: 10/2/2017

Series 3

Date: 10/4/1985

Series 7

Date: 6/15/1985

Series 24

Date: 11/22/1985

Current Firm

BENTLEY FINANCIAL GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BENTLEY FINANCIAL GROUP

TRUST BUT VERIFY

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