Theodore Everett Charles
Professional Summary
Theodore Everett Charles, who also goes by Ted Charles, Theodore Everett Chrabaszcz, Charles E Theodore, is a registered financial advisor currently at N.E. PRIVATE CLIENT, LTD located in Attleboro, Massachusetts. Theodore is registered as a RR (Registered Representative) and started their career in finance in 1986. Theodore has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ted Charles, Theodore Everett Chrabaszcz, Charles E Theodore
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
N.E. PRIVATE CLIENT ADVISORS, LTD. | N.E. PRIVATE CLIENT, LTD
Contact Information
Main Address
89 N Main Street, Attleboro, MA 02703Mailing Address
89 N Main Street, Attleboro, MA 02703Phone Number
(508) 930-8434Established
Rhode Island since 08/20/2004Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HANSEN, MARK RICHARD | CEO, FINOP, CCO | 2888137 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/24/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1986About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Theodore Everett Charles's CRS (Customer Relationship Summary).
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