AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TC

Theodore E. Charles

N.E. PRIVATE CLIENT, LTD
ATTLEBORO, MA 02703
Some features on this profile are disabled
CRD#: 1380264
TC

Professional summary

Theodore Everett Charles, who also goes by Ted Charles, Theodore Everett Chrabaszcz, Charles E Theodore, is a registered financial professional currently at N.E. PRIVATE CLIENT, LTD located in Attleboro, Massachusetts.

Theodore is registered as a RR (Registered Representative) and started their career in finance in 1986. Theodore has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ted Charles | Theodore Everett Chrabaszcz | Charles E Theodore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore Everett Charles's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 24, 2025 - Present

N.E. PRIVATE CLIENT, LTD

Office #1: 89 N Main Street, Attleboro, MA 02703
BD
CRD#: 136058
ATTLEBORO, MA
Past

July 5, 2019 - January 8, 2024

PINNACLE INVESTMENTS, LLC

BD
CRD#: 142910
EAST SYRACUSE, NY
Past

January 30, 2014 - July 10, 2019

ESSEX SECURITIES LLC

BD
CRD#: 46605
JERSEY CITY, NJ
Past

January 18, 2001 - March 11, 2002

ESSEX SECURITIES LLC

BD
CRD#: 46605
JERSEY CITY, NJ
Past

October 5, 1992 - August 2, 2012

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
LYNNFIELD, MA
Past

January 14, 1992 - December 18, 1992

FINANCIAL SECURITIES NETWORK,INC.

BD
CRD#: 16153
Past

November 8, 1990 - December 16, 1992

DUNHILL EQUITIES, INC.

BD
CRD#: 21822
GARDEN CITY, NY
Past

April 26, 1989 - August 22, 1989

JONATHAN ALAN & CO., INC.

BD
CRD#: 15914
Past

April 21, 1988 - December 21, 1988

EQUITIES INTERNATIONAL SECURITIES, INC.

BD
CRD#: 8663
Past

December 7, 1987 - February 27, 1988

INVESTACORP, INC.

BD
CRD#: 7684
Past

November 12, 1986 - July 1, 1988

EASTERN CAPITAL SECURITIES, INC.

BD
CRD#: 14743
Past

April 25, 1986 - November 6, 1986

TIER ONE PARTNERS, INC.

BD
CRD#: 4090
Past

January 15, 1986 - May 1, 1986

EASTERN CAPITAL SECURITIES, INC.

BD
CRD#: 14743

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(9/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/16/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/1987
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/14/1986
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/4/1992
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NP
N.E. PRIVATE CLIENT, LTD
N.E. PRIVATE CLIENT ADVISORS, LTD. | N.E. PRIVATE CLIENT, LTD

CRD#: 136058 / SEC#: , 8-66968

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
89 N Main Street, Attleboro, MA 02703
Mailing Address
89 N Main Street, Attleboro, MA 02703
Phone number
(508) 930-8434
Established
Rhode Island since 08/20/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HANSEN, MARK RICHARDCEO, FINOP, CCO2888137

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

N.E. PRIVATE CLIENT, LTD

CRD#: 136058Attleboro, MA 02703

TRUST BUT VERIFY

Monitor Theodore Charles

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

DL
David LoughlinAdvisorCheck Check Mark
CITIZENS SECURITIES, INC.
IAR
RR
WARWICK, RI
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics