Randall W. Payne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Warner Payne, who also goes by Randy Payne, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1985. Randall had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2025 - May 15, 2026
FORESIDE FUND SERVICES, LLC
February 1, 2023 - March 1, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 15, 2022 - February 27, 2023
FIDELITY BROKERAGE SERVICES LLC
February 3, 2020 - November 9, 2022
PATRICK CAPITAL MARKETS, LLC
April 2, 2019 - May 31, 2019
FORESTERS FINANCIAL SERVICES, INC.
February 3, 1998 - February 11, 2019
DAVIS DISTRIBUTORS, LLC
March 2, 1993 - January 15, 1998
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
February 28, 1991 - September 11, 1991
PLANNED INVESTMENTS INC.
August 28, 1990 - December 31, 1990
PLANNED INVESTMENTS INC.
August 14, 1987 - September 5, 1990
INVEST FINANCIAL CORPORATION
June 18, 1985 - July 30, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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