GC
Gregory V. Clarke
CAPITOL SECURITIES MANAGEMENT
Reston, VA 20190
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CRD#: 1378671
GC
Professional summary
Gregory Vaughn Clarke is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Reston, Virginia.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Gregory has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Doing Business As: CS Wealth Management Investment-related: Yes Address: 12100 Sunset Hills Road Suite 100 Reston, VA 20190
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Vaughn Clarke's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Vaughn Clarke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 1999 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 12100 Sunset Hills Road Suite 100, Reston, VA 20190RIA
BD
CRD#: 14169
Reston, VA
Current
April 16, 1999 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 12100 Sunset Hills Road Suite 100, Reston, VA 20190RIA
BD
CRD#: 14169
Reston, VA
Past
February 27, 1990 - April 16, 1999
WASHINGTON INVESTMENT CORPORATION
BD
CRD#: 25727
WASHINGTON, DC
Past
November 10, 1989 - February 6, 1990
MERIDIAN, DUNHILL & CO., INC.
BD
CRD#: 15294
Past
April 14, 1989 - November 15, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
April 11, 1988 - May 20, 1989
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Past
September 9, 1987 - April 11, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
July 23, 1985 - July 27, 1987
DERAND/PENNINGTON/BASS, INC.
BD
CRD#: 4679
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/28/2015)
RR
Alaska(7/11/2024)
RR
Arizona(4/16/1999)
RR
California(4/16/1999)
RR
Colorado(8/2/2010)
RR
Connecticut(4/8/2025)
RR
Delaware(4/16/1999)
RR
District of Columbia(4/16/1999)
RR
Florida(4/16/1999)
RR
Georgia(6/29/2007)
RR
Hawaii(3/3/2008)
RR
Illinois(5/5/2008)
RR
Kentucky(8/24/2017)
RR
Maine(4/11/2023)
RR
Maryland(4/16/1999)
RR
Massachusetts(3/13/2024)
RR
Mississippi(5/7/2024)
RR
Missouri(8/29/2022)
RR
Nevada(2/27/2012)
RR
New Jersey(4/16/1999)
RR
New York(1/23/2003)
RR
North Carolina(4/16/1999)
RR
Ohio(6/14/2006)
RR
Oregon(7/23/2015)
RR
Pennsylvania(4/16/1999)
RR
South Carolina(4/16/1999)
RR
Texas(4/16/1999)
IAR
Texas(11/23/2015)
RR
Utah(5/3/2012)
RR
Virginia(4/16/1999)
IAR
Virginia(5/4/1999)
RR
Washington(3/28/2017)
RR
West Virginia(4/16/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
