Tara L. Meeks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tara Lynn Meeks, who also goes by Tara Woodruff Meeks, Tee Meeks, Tara Lynn Woodruff, was a registered financial professional .
Tara is a previously registered financial professional and started their career in finance in 1987. Tara had worked at 9 firms and has passed the Series 63, Series 7, Series 52, Series 6, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2016 - June 21, 2024
WADDELL & ASSOCIATES, LLC
February 26, 2004 - May 25, 2016
WADDELL & ASSOCIATES INC
June 22, 1994 - July 18, 1996
FIRST HORIZON ADVISORS, INC.
January 6, 1993 - June 10, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 3, 1992 - January 13, 1993
CHARLES SCHWAB & CO., INC.
March 12, 1991 - February 20, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 6, 1990 - February 5, 1991
PRUDENTIAL EQUITY GROUP, LLC
September 10, 1990 - October 3, 1990
VINING-SPARKS SECURITIES, INC.
December 1, 1987 - October 1, 1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
January 9, 1987 - December 7, 1987
BRENNER STEED, INC.
Primary Firm SEC Registration
WADDELL & ASSOCIATES, LLC
CRD#: 283723 / SEC#: 801-107784
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WADDELL & ASSOCIATES, LLC
CRD#: 283723 / SEC#: 801-107784
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,791 |
| AUM (Assets Under Management) | $ 1,701,742,264 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
