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Richard M. Weintraub

1ST FINANCIAL INVESTMENT
Stroudsburg, PA
Some features on this profile are disabled
CRD#: 1377366
RW

Professional summary

Richard Mayor Weintraub Esq, who also goes by Richard Mayor Weintraub, Rich Weintraub, Richard Weintraub Esq., Richard Weintraub, is a registered financial advisor currently at 1ST FINANCIAL INVESTMENT, INC. located in Stroudsburg, Pennsylvania.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Richard has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Richard Mayor Weintraub | Rich Weintraub | Richard Weintraub Esq. | Richard Weintraub

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Self Employer as a Lawyer in the State of Maryland and the Commonwealth of Pennsylvania. Part-time and activity is both during trading and non-trading hours. Independant Representative with 1st Financial Investments Inc. This also includes independent insurance agent with their sister company, 1st Financial Safeguard Co and Independent Investment Advisor Representative with their sister company, 1st Financial Investment, Inc. Simplicity Group is the Field Marketing Organization, Master General Agency, and downline for 1st Financial Safeguard. All activity is during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Mayor Weintraub Esq's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2023 - Present

1ST FINANCIAL INVESTMENT, INC.

RIA
CRD#: 283072
Stroudsburg, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(5/16/2023)

Exams

Current Firm

1F
1ST FINANCIAL INVESTMENT, INC.
1ST FINANCIAL INVESTMENT, INC. | SOCIAL SECURITY CONSULTING SERVICES, INC. | PENNSYLVANIA 1ST FINANCIAL INVESTMENTS, INC. | PENNSYLVANIA 1ST FINANCIAL INVESTMENTS | COLLEGE PLANNING SERVICES, INC. | BIRIATRIC SOLUTIONS FOR LIFE | 1ST FINANCIAL INVESTMENTS, INC. | 1ST FINANCIAL INVESTMENT, L.P. | 1ST FINANCIAL INVESTMENT, INC. OF PENNSYLVANIA

CRD#: 283072 / SEC#:

Colorado
Registered Investment Advisory firm - (6/10/2022 Approved)
Louisiana
Registered Investment Advisory firm - (9/7/2021 Approved)
Minnesota
Registered Investment Advisory firm - (6/14/2018 Approved)
Pennsylvania
Registered Investment Advisory firm - (5/5/2016 Approved)
Texas
Registered Investment Advisory firm - (5/18/2022 Conditional Restricted)
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Contact information

Main Address
116 North State Street 1st Floor, Clark's Summit, PA 18411-1056
Mailing Address
Phone number
(570) 585-6100
Established
Firm type
Fiscal year end
# of Employees
8

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts175
AUM (Assets Under Management)$ 15,411,547

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

1ST FINANCIAL INVESTMENT, INC.

CRD#: 283072Stroudsburg, PA

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