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Larry Alan Domash

CRD# 1376656·Registered 2000 - 2012
Previously Registered: Being a previously registered professional could mean that Larry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Larry Alan Domash was a registered financial advisor. Larry was a previously registered financial professional and started their career in finance 2000 - 2012. Larry had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

RONIN CAPITAL, LLC·CRD# 118428
BD
Chicago, IL
May 19, 2004 - April 19, 2012
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
July 8, 2002 - February 27, 2004
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
September 5, 2000 - June 18, 2002
ROBERTSON STEPHENS, INC.·CRD# 41271
BD
San Francisco, CA
August 29, 2000 - September 5, 2000

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Current Firm

RC
RONIN CAPITAL, LLC

RONIN CAPITAL, LLC | RONIN, LLC

CRD#: 118428 / SEC#: 8-53655
BD
Terminated by SEC on 09/29/2020

Contact Information

Established

Delaware since 10/22/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ZEN HOLDINGS, LLCMEMBER—
FAIRWAY TRADING, LLCMEMBER—
STAFFORD, JOHN SPRINGS IIICHIEF EXECUTIVE OFFICER2366359
ANSATZ HOLDINGS LLCMEMBER—
BURDA, AGNIESZKACHIEF COMPLIANCE OFFICER4832368
CHERVITZ, KERI SCOMPLIANCE MANAGER2875647
DAI, ERICCHIEF OPERATING OFFICER5880944
GALIN, JONATHAN BRETTCHIEF RISK OFFICER1597276
HUERTA, KELLY JOFINANCIAL AND OPERATION PRINCIPAL4889908
POOLER, ROBERT EDWARD JRCHIEF FINANCIAL OFFICER2817263
WOLO CAPITAL, LLCMEMBER—

Disclosures

Regulatory Event

26

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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