MJ
Mark T. Jordan
FAMILYWEALTH
PANAMA CITY BEACH, FL
Some features on this profile are disabled
CRD#: 1376067
MJ
Professional summary
Mark Todd Jordan is a registered financial advisor currently at FAMILYWEALTH located in Panama City Beach, Florida and VENTOUX SECURITIES, LLC located in Marina Del Rey, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Mark has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CAPITAL STRATEGIES: INVESTMENT-RELATED TO THE EXTENT ALL PERSONAL INCOME IS PAID THROUGH THIS ENTITY, INCLUDING SECURITIES AND/OR IAR ACTIVITIES. NATURE: INVESTMENTS. POSITON: PRESIDENT (SINCE 1985). HOURS: 10-15 HOURS PER WEEK (SAME DURING TRADING HOURS). DUTIES: IAR AND SECURITIES PAYMENTS ALSO PAID TO THIS ENTITY. ALSO, DUTIES NOT INVESTMENT-RELATED (MERGERS AND ACQUISITIONS IN A NON-BROKERAGE OR INVESTMENT ADVISORY CAPACITY). HOURS: 30-40 HOURS PER WEEK SINCE 2001 (SAME HOURS PER WEEK DURING TRADING HOURS). DUTIES: ASSESSING THE VALUE OF BUSINESSES, MARKETING, NEGOTIATING WITH BUYERS/SELLERS, ETC. ANNUAL COMPENSATION $200,000 - $600,000 ANNUALLY.
FAMILYWEALTH ADVISERS, LLC: OPERATES AS A REGISTERED INVESTMENT ADVISER ("RIA"). INVESTMENT-RELATED. NATURE: INVESTMENT ADVISORY/INVESTMENT ADVISER. HOURS: 4 HOURS PER MONTH (4 HR DURING TRADING HOURS). DUTIES:INTRODUCING PROSPECTIVE CLIENTS AND/OR PROVIDING INVESTMENT ADVICE.
VERCOR, NOT INVESTMENT-RELATED, MERGERS AND ACQUISITIONS, MANAGING PRINCIPAL SINCE 2001. HOURS: 5-10 HOURS PER WEEK (SAME HOURS PER WEEK DURING TRADING HOURS). DUTIES: ASSESSING THE VALUE OF BUSINESSES, MARKETING, NEGOTIATING WITH BUYERS/SELLERS, ETC. EARNINGS $0 - $30,000 PER YEAR.
VENTOUX SECURITIES. SECURITIES LICENSED THROUGH VENTOUX SECURITIES, A BROKER/DEALER IN WHICH I AM AN OWNER AND IS USED WHEN ASSET DEALS BECOME STOCK DEALS, VIA ASSIGNMENT FROM VERCOR ADVISOR ACTIVITIES. BOOK REVENUE THROUGH VENTOUX SECURITIES, AMOUNTING TO BETWEEN $0 - $2,000,000 IN BOOK REVENUE EACH YEAR.
OUTSIDE OF THESE COMPANIES, I HAVE $0 - $200 PER YEAR PAID TO ME AS A RESULT OF INSURANCE INCOME EACH YEAR FROM RENEWALS (One PERSONAL POLICY).
CRS (Client Relationship Summary) - RIA
Click below to view Mark Todd Jordan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2017 - Present
FAMILYWEALTH
RIA
CRD#: 289193
PANAMA CITY BEACH, FL
Current
July 16, 2009 - Present
VENTOUX SECURITIES, LLC
BD
CRD#: 149298
Marina Del Rey, CA
Past
December 6, 2017 - December 31, 2017
FAMILYWEALTH
RIA
CRD#: 289193
Atlanta, GA
Past
July 24, 2009 - June 30, 2018
JOLLIFFE CAPITAL, INC.
RIA
CRD#: 140725
ATLANTA, GA
Past
April 30, 2008 - July 6, 2009
EVOLVE SECURITIES, INC.
BD
CRD#: 127474
DUNWOODY, GA
Past
May 11, 2007 - September 8, 2009
AFS INVESTMENT ADVISORS, INC.
RIA
CRD#: 131714
AUSTIN, TX
Past
March 15, 2007 - April 30, 2008
AFS BROKERAGE, INC.
BD
CRD#: 25924
DUNWOODY, GA
Past
October 11, 2006 - May 10, 2007
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 109771
ATLANTA, GA
Past
May 3, 2004 - March 16, 2007
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
PITTSBURGH, PA
Past
March 13, 1998 - May 3, 2004
LONDON PACIFIC SECURITIES, INC.
BD
CRD#: 25089
SACRAMENTO, CA
Past
January 6, 1995 - April 1, 1998
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
October 4, 1993 - January 4, 1995
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
June 22, 1989 - October 5, 1993
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
July 23, 1985 - June 24, 1989
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FAMILYWEALTH
ADVISERSOURCE.COM | FAMILYWEALTH ASSET MANAGEMENT (FWAM) | FAMILYWEALTH ADVISORS LLC | FAMILYWEALTH ADVISORS | FAMILYWEALTH ADVISERS LLC | FAMILYWEALTH | FAMILY WEALTH(TM) ADVISERS | ADVISERSOURCE.COM LLC
CRD#: 289193 / SEC#: 801-111050
RIA
Registered Investment Advisory firm - (8/28/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/10/2021)
IAR
Florida(12/6/2017)
RR
Nevada(4/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FAMILYWEALTH
ADVISERSOURCE.COM | FAMILYWEALTH ASSET MANAGEMENT (FWAM) | FAMILYWEALTH ADVISORS LLC | FAMILYWEALTH ADVISORS | FAMILYWEALTH ADVISERS LLC | FAMILYWEALTH | FAMILY WEALTH(TM) ADVISERS | ADVISERSOURCE.COM LLC
CRD#: 289193 / SEC#: 801-111050
RIA
Registered Investment Advisory firm - (8/28/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
255 Primera Blvd Suite 160, Lake Mary, FL 32746
Mailing Address
Phone number
(866) 746-3743
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 619 |
| AUM (Assets Under Management) | $ 346,344,277 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
