Archie W. Foor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Archie William Foor III, who also goes by Archie W Foor III, Archie William Foor, was a registered financial professional .
Archie is a previously registered financial professional and started their career in finance in 1985. Archie had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2014 - January 3, 2017
INVESTMENTS FOR YOU, INC.
April 5, 2005 - December 31, 2013
FORTUNE FINANCIAL SERVICES, INC.
October 10, 2003 - December 1, 2003
SUNSET FINANCIAL SERVICES, INC.
November 10, 1995 - October 7, 2003
SECURITY FINANCIAL NETWORK, LLC
March 15, 1993 - August 4, 1995
WS GRIFFITH SECURITIES, INC.
August 13, 1985 - March 15, 1993
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENTS FOR YOU, INC.
CRD#: 29257 / SEC#: , 8-44179
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BINGMAN, MAX CURTIS | PRESIDENT/CHIEF COMPLIANCE OFFICER | 1079183 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
