Farzad Moazed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Farzad Moazed, who also goes by Zod Moazed, was a registered financial professional .
Farzad is a previously registered financial professional and started their career in finance in 1985. Farzad had worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2007 - October 28, 2015
BRILL SECURITIES, INC.
June 30, 2004 - February 1, 2007
PALI CAPITAL, INC.
December 4, 1995 - May 19, 2004
MORGAN STANLEY DW INC.
March 3, 1995 - November 29, 1995
A. G. EDWARDS & SONS, INC.
June 17, 1994 - February 3, 1995
CITIGROUP GLOBAL MARKETS INC.
April 14, 1992 - June 1, 1994
PRUDENTIAL EQUITY GROUP, LLC
September 1, 1987 - April 15, 1992
LEHMAN BROTHERS INC.
September 16, 1986 - September 8, 1987
UBS FINANCIAL SERVICES INC.
June 18, 1985 - September 15, 1986
FAHNESTOCK INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRILL SECURITIES, INC.
CRD#: 18565 / SEC#: 801-61275, 8-36654
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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