Marybeth M. Peer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marybeth Macnaughton Peer, who also goes by Marybeth Macnaughton, Marybeth Macnaughtonsmith, Marybeth Macnaughton Smith, Marybeth Smith, was a registered financial professional .
Marybeth is a previously registered financial professional and started their career in finance in 1987. Marybeth had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2015 - September 11, 2015
EMPIRE ASSET MANAGEMENT COMPANY
August 2, 2001 - April 6, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
June 16, 1999 - July 16, 2001
NORTHEAST SECURITIES, LLC
April 19, 1991 - June 8, 1999
DEUTSCHE BANK SECURITIES INC.
March 17, 1988 - May 4, 1990
LEHMAN BROTHERS INC.
September 25, 1987 - February 10, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPIRE ASSET MANAGEMENT COMPANY
CRD#: 143007 / SEC#: , 8-67520
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
