Brian J. Greenstein
Professional summary
Brian Jay Greenstein, who also goes by Brain Jay Greenstein, is a registered financial professional currently at ARDOUR CAPITAL INVESTMENTS, LLC located in Long Beach, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1985. Brian has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Jay Greenstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2002 - Present
ARDOUR CAPITAL INVESTMENTS, LLC
Office #1: 780 Long Beach Blvd, Long Beach, NY 11561May 14, 1996 - July 13, 2001
TRADE.COM ONLINE SECURITIES, INC.
April 1, 1991 - May 13, 1996
COMMONWEALTH ASSOCIATES
October 2, 1990 - April 3, 1991
BLUESTONE CAPITAL CORP.
June 16, 1989 - October 3, 1990
J.P. MORGAN SECURITIES LLC
July 28, 1986 - June 21, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 1986 - July 28, 1986
GREEN HILL FINANCIAL SERVICE CORPORATION
December 5, 1985 - June 9, 1988
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2003)
(1/15/2003)
(1/27/2003)
(2/25/2005)
(1/4/2003)
(5/9/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ARDOUR CAPITAL INVESTMENTS, LLC
CRD#: 120574 / SEC#: , 8-65317
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
