Susan J. Loetell
Professional summary
Susan Jennifer Loetell was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Susan is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Susan had worked at 4 firms, which includes PSA EQUITIES INC., MERCANTILE BROKERAGE SERVICES INC., CHARLES SCHWAB & CO. INC., THE RIDERWOOD GROUP INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 1997 - May 4, 1999
PSA EQUITIES, INC.
December 16, 1994 - November 15, 1995
MERCANTILE BROKERAGE SERVICES, INC.
February 20, 1992 - November 9, 1994
CHARLES SCHWAB & CO., INC.
November 21, 1989 - April 16, 1990
THE RIDERWOOD GROUP INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 1/26/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PSA EQUITIES, INC.
CRD#: 15676 / SEC#: , 8-32052
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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