Jonathan H. Niles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Hotchkiss Niles III was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1985. Jonathan had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2017 - April 30, 2018
GREYWOLF EXECUTION PARTNERS, INC.
April 25, 2016 - June 27, 2017
WALL STREET ACCESS
June 15, 2015 - May 16, 2016
CLANCY FINANCIAL SERVICES, INC.
October 27, 2010 - May 4, 2016
DERMOTT W. CLANCY CORP.
August 19, 2005 - October 28, 2010
JOHN N. SEIP & CO., INC.
July 29, 2003 - December 6, 2005
ETHOS SECURITIES CORP.
September 26, 2002 - July 29, 2003
ALVERIO, LOUIS RICHARD
March 27, 2002 - August 8, 2003
LABRANCHE FINANCIAL SERVICES, LLC
March 6, 2002 - June 3, 2002
ETHOS SECURITIES SP
October 1, 2000 - March 4, 2002
THE GRISWOLD COMPANY, INCORPORATED
May 21, 1985 - December 3, 1998
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREYWOLF EXECUTION PARTNERS, INC.
CRD#: 147790 / SEC#: , 8-67931
Contact information
Documents
Red Flags
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