Kathleen R. Hansen

FINANCIAL PLANNING DEPT.

LONG BEACH, CA

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CRD#: 1372264

Professional summary

Kathleen Reams Hansen, CFP®, who also goes by Kathleen Maria Hansen, Kathleen Reams Hansen, K M Mastro, Kathleen Maria Reams, is a registered financial advisor currently at FINANCIAL PLANNING DEPT., INC. located in Long Beach, California.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Kathleen has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathleen Maria Hansen | Kathleen Reams Hansen | K M Mastro | Kathleen Maria Reams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/22/2024 - FINANCIAL PLANNING DEPARTMENT INC/ DBA FOR COMMONWEALTH FINANCIAL NETWORK BUSINESS (ENTITY FOR COMMONWEALTH FINANCIAL NETWORK BUSINESS)/ INVESTMENT RELATED/FINANCIAL ANALYST/ 25%/ LONG BEACH, CA 2. 12/01/1990 - NOTARY/ NOTARY/ NOT INVESTMENT RELATED/ 1%/ LONG BEACH, CA. 0 HRS/MO DURING TRADING. 3. 07/31/2018 - SCHOOLEY CRUT UAD/ ACT IN A FIDUCIARY CAPACITY/NOT INVESTMENT RELATED/ 1%/ LONG BEACH, CA. 1hr/mo during trading. 4. 8/25/2023 - No business name - Trustee for Anne P. Newman Trust. Act in a fiduciary capacity/Not Investment Related 3% of time - 3 hrs/mo during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Reams Hansen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 8, 1997 - Present

FINANCIAL PLANNING DEPT., INC.

RIA

CRD#: 122403

LONG BEACH, CA

Past

July 31, 2018 - December 26, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

LONG BEACH, CA

Past

July 31, 2018 - December 26, 2023

LPL FINANCIAL LLC

CRD#: 6413

LONG BEACH, CA

Past

November 1, 2017 - August 24, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

San Diego, CA

Past

October 26, 2009 - August 14, 2014

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

LONG BEACH, CA

Past

October 22, 2009 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

LONG BEACH, CA

Past

February 8, 2008 - June 27, 2014

NEWCASTLE FINANCIAL ADVISORS

RIA

CRD#: 140471

FULLERTON, CA

Past

October 31, 2005 - November 27, 2006

OSAIC SERVICES, INC.

RIA

CRD#: 133763

LONG BEACH, CA

Past

October 31, 2005 - October 23, 2009

OSAIC SERVICES, INC.

CRD#: 133763

LONG BEACH, CA

Past

February 22, 2001 - October 31, 2005

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

LONG BEACH, CA

Past

July 8, 1997 - April 1, 2009

INVESTLINC WEALTH SERVICES

RIA

CRD#: 122031

ANAHEIM, CA

Past

November 15, 1995 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

June 1, 1988 - November 17, 1995

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

March 10, 1988 - April 4, 1988

PIM FINANCIAL SERVICES, INC.

CRD#: 10547

Past

October 15, 1986 - April 13, 1988

GRANITE CAPITAL

CRD#: 15219

Past

May 21, 1985 - April 17, 1986

RONSON SECURITIES CORPORATION

CRD#: 10114

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/8/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/2/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/19/2013

General Securities Principal Examination

Current Firm

FINANCIAL PLANNING DEPT., INC.

FINANCIAL PLANNING DEPT., INC. | THE FINANCIAL PLANNING DEPARTMENT, INCORPORATED

CRD#: 122403 / SEC#:

California

Registered Investment Advisory firm - (11/13/1986 Approved)

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Contact information

Main Address

Long Beach, CA

Mailing Address

Phone number

(619) 272-6221

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Kathleen R. Hansen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Reams Hansen's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

NEWCASTLE FINANCIAL ADVISORS

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SENTRA SECURITIES CORPORATION

INVESTLINC WEALTH SERVICES

SENTRA SECURITIES CORPORATION

HORNOR, TOWNSEND & KENT, LLC

PIM FINANCIAL SERVICES, INC.

GRANITE CAPITAL

RONSON SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2002

Series 63

Date: 10/2/1985

SIE

Date: 10/1/2018

Series 7

Date: 5/18/1985

Series 24

Date: 8/19/2013

Current Firm

FINANCIAL PLANNING DEPT., INC.

Contact information

Documents

Red Flags

Company Information

FINANCIAL PLANNING DEPT., INC.

TRUST BUT VERIFY

Contact information

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