Alan I. Baskin
Professional summary
Alan I Baskin, who also goes by Alan Baskin, is a registered financial professional currently at CENTAURUS FINANCIAL, INC. located in San Diego, California.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1985. Alan has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan I Baskin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 1999 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 4741 Norwalk Avenue, San Diego, CA 92117September 27, 2012 - December 31, 2015
CENTAURUS FINANCIAL, INC.
July 19, 1999 - July 28, 1999
CROWN CAPITAL SECURITIES, L.P.
March 31, 1999 - July 15, 1999
MUTUAL SERVICE CORPORATION
June 27, 1995 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
May 31, 1989 - August 29, 1995
FIRST AFFILIATED SECURITIES
May 21, 1985 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/1999)
Exams
Series 8
Date: 5/11/1988
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
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