Peter K. Johnson
Professional summary
Peter Kevin Johnson, who also goes by Peter K Johnson, is a registered financial advisor currently at CAPITAL ADVISOR NETWORK located in Lafayette, Indiana.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Peter has worked at 21 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Kevin Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2018 - Present
CAPITAL ADVISOR NETWORK
Office #1: 925 Mezzanine Drive Suite C, Lafayette, IN 47905June 24, 2020 - January 18, 2022
CENTER STREET SECURITIES, INC.
January 13, 2017 - July 17, 2018
CENTER STREET SECURITIES, INC.
April 25, 2014 - July 16, 2018
CENTER STREET ADVISORS, INC.
November 13, 2013 - November 25, 2015
CENTER STREET SECURITIES, INC.
September 21, 2011 - November 19, 2013
NATIONAL PLANNING CORPORATION
September 19, 2011 - November 19, 2013
NATIONAL PLANNING CORPORATION
January 5, 2010 - September 23, 2011
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
December 23, 2009 - September 23, 2011
J.P. TURNER & COMPANY, L.L.C.
February 25, 2008 - December 15, 2009
B. RILEY WEALTH MANAGEMENT
February 25, 2008 - December 15, 2009
B. RILEY WEALTH MANAGEMENT
October 12, 2006 - February 26, 2008
ALLSTATE FINANCIAL SERVICES, LLC
May 15, 2002 - October 9, 2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 2, 2002 - October 9, 2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 31, 2001 - April 29, 2002
EDWARD JONES
April 17, 2000 - January 19, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 19, 1999 - April 25, 2000
LPL FINANCIAL LLC
January 4, 1999 - March 17, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 10, 1995 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
January 11, 1995 - March 17, 1995
LPL FINANCIAL LLC
June 21, 1994 - December 31, 1994
WALL STREET ACCESS
July 31, 1993 - June 17, 1994
CITIGROUP GLOBAL MARKETS INC.
September 17, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
July 26, 1990 - September 17, 1991
RAFFENSPERGER, HUGHES & CO., INC.
October 5, 1989 - July 10, 1990
PRUDENTIAL EQUITY GROUP, LLC
February 9, 1989 - September 21, 1989
LPL FINANCIAL LLC
November 9, 1987 - February 21, 1989
INVEST FINANCIAL CORPORATION
January 15, 1987 - July 17, 1987
MORGAN STANLEY DW INC.
December 8, 1986 - February 2, 1987
CITY SECURITIES CORPORATION
November 27, 1985 - November 14, 1986
EDWARD JONES
Primary Firm SEC Registration
CAPITAL ADVISOR NETWORK
CRD#: 297578 / SEC#: 801-123345
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/17/2018)
(8/16/2018)
Exams
Current Firm
CAPITAL ADVISOR NETWORK
CRD#: 297578 / SEC#: 801-123345
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,153 |
| AUM (Assets Under Management) | $ 99,497,162 |
Red Flags
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Company Information
CAPITAL ADVISOR NETWORK
CRD#: 297578Lafayette, IN 47905TRUST BUT VERIFY
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