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PJ

Peter Kevin Johnson

CAPITAL ADVISOR NETWORK
LAFAYETTE, IN
·CRD# 1371966·41 years experience

Professional Summary

Peter Kevin Johnson, who also goes by Peter K Johnson, is a registered financial advisor currently at CAPITAL ADVISOR NETWORK located in Lafayette, Indiana. Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Peter has worked at 21 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter K Johnson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

CAPITAL ADVISOR NETWORK·CRD# 297578
RIA
925 Mezzanine Drive Suite C, Lafayette, IN 47905
January 6, 2026 - Present
CENTER STREET SECURITIES, INC.·CRD# 26898
BD
Lafayette, IN
June 24, 2020 - January 18, 2022
CAPITAL ADVISOR NETWORK·CRD# 297578
RIA
Lafayette, IN
July 17, 2018 - December 31, 2025
CENTER STREET SECURITIES, INC.·CRD# 26898
BD
Lafayette, IN
January 13, 2017 - July 17, 2018
CENTER STREET ADVISORS, INC.·CRD# 169329
RIA
Lafayette, IN
April 25, 2014 - July 16, 2018
CENTER STREET SECURITIES, INC.·CRD# 26898
BD
Zionsville, IN
November 13, 2013 - November 25, 2015
NATIONAL PLANNING CORPORATION·CRD# 29604
RIA
Indianapolis, IN
September 21, 2011 - November 19, 2013
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Indianapolis, IN
September 19, 2011 - November 19, 2013
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC·CRD# 124446
RIA
Indianapolis, IN
January 5, 2010 - September 23, 2011
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Indianapolis, IN
December 23, 2009 - September 23, 2011
B. RILEY WEALTH MANAGEMENT·CRD# 2543
RIA
Carmel, IN
February 25, 2008 - December 15, 2009
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Carmel, IN
February 25, 2008 - December 15, 2009
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Fishers, IN
October 12, 2006 - February 26, 2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
RIA
Indianapolis, IN
May 15, 2002 - October 9, 2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
Indianapolis, IN
May 2, 2002 - October 9, 2006
EDWARD JONES·CRD# 250
BD
St. Louis, MO
January 31, 2001 - April 29, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
April 17, 2000 - January 19, 2001
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
April 19, 1999 - April 25, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
January 4, 1999 - March 17, 1999
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
March 10, 1995 - January 4, 1999
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
January 11, 1995 - March 17, 1995
WALL STREET ACCESS·CRD# 10012
BD
New York, NY
June 21, 1994 - December 31, 1994
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - June 17, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
September 17, 1991 - July 31, 1993
RAFFENSPERGER, HUGHES & CO., INC.·CRD# 699
BD
Indianapolis, IN
July 26, 1990 - September 17, 1991
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 5, 1989 - July 10, 1990
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
February 9, 1989 - September 21, 1989
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
November 9, 1987 - February 21, 1989
MORGAN STANLEY DW INC.·CRD# 7556
BD
January 15, 1987 - July 17, 1987
CITY SECURITIES CORPORATION·CRD# 1459
BD
December 8, 1986 - February 2, 1987
EDWARD JONES·CRD# 250
BD
November 27, 1985 - November 14, 1986

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Current Firm

CA
CAPITAL ADVISOR NETWORK

CAN WEALTH MANAGEMENT | PURPETUAL WEALTH MANAGEMENT, LLC | MOERDYK FINANCIAL, INC. | MLN WEALTH PLANNING | KENNEDY WEALTH GROUP | EVANS FINANCIAL SERVICES, INC. | ESTATE WEALTH ADVISERS, LLC | CAPTIAL ADVISOR NETWORK, LLC | CAPTIAL ADVISOR NETWORK | CAPITAL ADVISOR NETWORK, LLC | CAPITAL ADVISOR NETWORK

CRD#: 297578 / SEC#: 801-123345
RIA
Registered Investment Advisory firm - SEC (2/28/2022 Approved)
Illinois
Registered Investment Advisory firm - Illinois (3/1/2022 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (3/2/2022 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (3/8/2022 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (3/1/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/1/2022 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (3/2/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

925 Mezzanine Drive Suite C, Lafayette, IN 47905

Phone Number

(765) 588-1647

# of Employees

18

SEC notice filing (14 States and Territories)

Registered to provide investment advisory services in 14 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAPITAL ADVISOR NETWORK - PART 2A BROCHURE (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,261

AUM (Assets Under Management)

$124,476,831

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT - Life and Annuities 925 MEZZANINE DRIVE, SUITE A, LAFAYETTE, IN 47095 - 20 HOURS/MO DURING TRADING HOURS 2) Mr. Johnson engages in activities with Appalachian Strategy Group, LLC, a consulting company to assist in tax mitigation strategies. Mr. Johnson may refer clients to use the services of Appalachian Strategies. In connection with Appalachian Strategies, Mr. Johnson may refer clients to a specific law firm, Goodspeed Merrill to assist with these tax services. 5 hours/month.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ADVISOR NETWORK

CAN WEALTH MANAGEMENT | PURPETUAL WEALTH MANAGEMENT, LLC | MOERDYK FINANCIAL, INC. | MLN WEALTH PLANNING | KENNEDY WEALTH GROUP | EVANS FINANCIAL SERVICES, INC. | ESTATE WEALTH ADVISERS, LLC | CAPTIAL ADVISOR NETWORK, LLC | CAPTIAL ADVISOR NETWORK | CAPITAL ADVISOR NETWORK, LLC | CAPITAL ADVISOR NETWORK

CRD#: 297578 / SEC#: 801-123345
RIA
Registered Investment Advisory firm - SEC (2/28/2022 Approved)
Illinois
Registered Investment Advisory firm - Illinois (3/1/2022 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (3/2/2022 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (3/8/2022 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (3/1/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/1/2022 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (3/2/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Indiana
(1/6/2026)
IAR
Virginia
(1/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1999About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Peter Kevin Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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