Francis M. Antalek

HALLIDAY FINANCIAL

Clifton Park, NY 12065

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CRD#: 1371939

Professional summary

Francis Michael Antalek, who also goes by Frank Antalek, is a registered financial professional currently at HALLIDAY FINANCIAL, LLC located in Clifton Park, New York.

Francis is registered as a RR (Registered Representative) and started their career in finance in 1985. Francis has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frank Antalek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francis Michael Antalek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2015 - Present

HALLIDAY FINANCIAL, LLC

Office #1: 4 Executive Park Drive, Clifton Park, NY 12065

CRD#: 31741

Clifton Park, NY

Past

June 17, 2009 - May 29, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SARATOGA SPRINGS, NY

Past

September 7, 2007 - December 31, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ALBANY, NY

Past

April 9, 2001 - September 7, 2007

PRIVATE CONSULTING GROUP, INC.

CRD#: 45053

ALBANY, NY

Past

July 10, 2000 - April 19, 2001

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

July 13, 1999 - July 10, 2000

PRIVATE CONSULTING GROUP, INC.

CRD#: 45053

PORTLAND, OR

Past

January 23, 1998 - June 29, 1999

CASTLE HILL CAPITAL PARTNERS, INC.

CRD#: 44131

NEW YORK, NY

Past

January 31, 1989 - December 31, 1996

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

May 5, 1987 - July 14, 1987

MCGINN, SMITH & CO., INC.

CRD#: 8453

Past

August 26, 1986 - March 11, 1987

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Past

June 10, 1985 - November 25, 1985

CITISTREET EQUITIES LLC

CRD#: 7447

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/27/2025)

Connecticut
(3/28/2025)

Florida
(3/28/2025)

New York
(5/27/2015)

Pennsylvania
(5/27/2015)

Exams

State Security Law Exam

Series 63

Date: 11/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HALLIDAY FINANCIAL, LLC

HALLIDAY FINANCIAL, LLC | HRC SERVICES, INC. | HRC INVESTMENT SERVICES, INC.

CRD#: 31741 / SEC#: , 8-45529

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

725 Glen Cove Avenue, Glen Head, NY 11545

Mailing Address

725 Glen Cove Anuene, Glen Head, NY 11545

Phone number

(516) 671-1099

Established

New York since 05/13/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HRC INVESTMENT SERVICES, INC.	DIRECT PARENT OF HALLIDAY FINANCIAL, LLC
PINO, RACHEL HOLSTE	FINOP, CCO, SUPERVISOR	2381976

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Francis M. Antalek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francis Michael Antalek's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH, INC.

PRIVATE CONSULTING GROUP, INC.

KESTRA INVESTMENT SERVICES, LLC

PRIVATE CONSULTING GROUP, INC.

CASTLE HILL CAPITAL PARTNERS, INC.

NATHAN & LEWIS SECURITIES, INC.

MCGINN, SMITH & CO., INC.

PRINCIPAL SECURITIES, INC.

CITISTREET EQUITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/1986

SIE

Date: 10/1/2018

Series 7

Date: 3/21/1987

Series 6

Date: 6/1/1985

FINRA

Current Firm

HALLIDAY FINANCIAL, LLC

Contact information

FINRA licenses (46 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HALLIDAY FINANCIAL, LLC

TRUST BUT VERIFY

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