DF
David P. Folino
CETERA INVESTMENT ADVISERS LLC
CAMARILLO, CA 93010
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CRD#: 1371813
DF
Professional summary
David Paul Folino, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Camarillo, California and CETERA WEALTH SERVICES, LLC located in Camarillo, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. David has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MY 100% OWNED SOLE PROPRIETORSHIP FOLINO TAX & FINANCIAL NETWORK - TAX PREPARATION 40 HRS PER WEEK SINCE 7/1/1985 - DURING TRADING HOURS NON-INVESTMENT RELATED - 333 N LANTANA ST, STE 297, CAMARILLO, CA 93010
2) FTFN INSURANCE SERVICES (ALSO DBA/STRATEGIC BROKERAGE SOLUTIONS) I OWN 95% OF THIS GENERAL PARTNERSHIP - LIFE, DISABILITY AND LONG TERM CARE INSURANCE SINCE 9/1/2004. NON-INVESTMENT RELATED - 5 HOURS A MONTH ALL DURING TRADING HOURS - ADDRESS - 333 N LANTANA ST, STE 297, CAMARILLO, CA 93010
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Folino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 333 N Lantana St Ste 118, Camarillo, CA 93010RIA
CRD#: 105644
CAMARILLO, CA
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 333 N Lantana St Ste 297, Camarillo, CA 93010BD
CRD#: 13572
Camarillo, CA
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
April 1, 2011 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
CAMARILLO, CA
Past
April 1, 2011 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
CAMARILLO, CA
Past
February 13, 1997 - April 4, 2011
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
CAMARILLO, CA
Past
July 18, 1994 - April 4, 2011
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
CAMARILLO, CA
Past
December 23, 1992 - July 18, 1994
FIVE STAR RESOURCES, INC.
BD
CRD#: 30414
Past
October 30, 1992 - December 8, 1992
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
January 28, 1986 - April 22, 1987
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
Past
July 23, 1985 - November 4, 1992
TRIPLE CHECK FINANCIAL SERVICES, INC.
BD
CRD#: 13344
BURBANK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/20/2019)
RR
Arizona(9/20/2019)
RR
California(9/20/2019)
IAR
California(6/29/2023)
RR
Colorado(9/20/2019)
RR
Georgia(9/27/2022)
RR
Idaho(9/20/2019)
RR
Illinois(9/20/2019)
RR
Indiana(9/20/2019)
RR
Maryland(9/20/2019)
RR
Mississippi(9/20/2019)
RR
Missouri(9/20/2019)
RR
Montana(8/31/2022)
RR
Nevada(11/3/2020)
RR
New Mexico(4/10/2025)
RR
North Carolina(9/20/2019)
RR
Ohio(9/20/2019)
RR
Oregon(9/20/2019)
RR
Tennessee(9/20/2019)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Utah(2/26/2020)
RR
Virginia(4/13/2022)
RR
Washington(9/20/2019)
RR
Wisconsin(9/20/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Camarillo, CA 93010TRUST BUT VERIFY
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